David M. Greenleigh

LGG FINANCIAL

Bethesda, MD 20814

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CRD#: 2925327

Professional summary

David Michael Greenleigh is a registered financial advisor currently at LGG FINANCIAL located in Bethesda, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TRIP MCNEALY FOUNDATION. 9814 JUNIPER HILL ROAD, ROCKVILLE, MD 20850. HOST EVENTS TO RAISE MONEY FOR MILITARY CHARITIES. VICE-CHAIRMAN, FUND RAISING. 4 HOURS/MO; 0 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Greenleigh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2019 - Present

LGG FINANCIAL

Office #1: 7200 Wisconsin Avenue Suite 300, Bethesda, MD 20814

RIA

CRD#: 305002

Bethesda, MD

Past

February 12, 2020 - November 20, 2020

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Bethesda, MD

Past

September 25, 2012 - November 12, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

BETHESDA, MD

Past

September 25, 2012 - November 12, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

BETHESDA, MD

Past

June 1, 2009 - October 5, 2012

MORGAN STANLEY

RIA

CRD#: 149777

BETHESDA, MD

Past

June 1, 2009 - October 5, 2012

MORGAN STANLEY

CRD#: 149777

BETHESDA, MD

Past

February 27, 2004 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BETHESDA, MD

Past

February 27, 2004 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BETHESDA, MD

Past

July 1, 2003 - March 26, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

VIENNA, VA

Past

July 1, 2003 - March 26, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 11, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

VIENNA, VA

Past

September 15, 1997 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LGG FINANCIAL

LGG FINANCIAL | THE LUTS & GREENLEIGH GROUP, INC.

CRD#: 305002 / SEC#: 801-117324

RIA

Registered Investment Advisory firm - (9/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/31/2019)

IAR

Texas
(1/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/30/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/10/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/4/2016

General Securities Principal Examination

Current Firm

LGG FINANCIAL

LGG FINANCIAL | THE LUTS & GREENLEIGH GROUP, INC.

CRD#: 305002 / SEC#: 801-117324

RIA

Registered Investment Advisory firm - (9/12/2019 Approved)

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Contact information

Main Address

7200 Wisconsin Avenue Suite 300, Bethesda, MD 20814

Mailing Address

Phone number

(301) 312-6660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE - LUTS & GREENLEIGH GROUP, INC 2019 (2/19/2025)

Regulatory assets under management

Total Number of Accounts	827
AUM (Assets Under Management)	$ 525,238,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David M. Greenleigh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Greenleigh's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

LGG FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/1997

Series 63

Date: 9/30/1997

SIE

Date: 10/1/2018

Series 31

Date: 6/30/1999

Series 7

Date: 9/10/1997

Series 24

Date: 3/4/2016

Current Firm

LGG FINANCIAL

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LGG FINANCIAL

TRUST BUT VERIFY

Contact information

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