John M. Enriquez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Mark Enriquez was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 4 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2021 - September 11, 2023
ATREYU TRADING
October 28, 2013 - January 27, 2014
AXIOM CAPITAL MANAGEMENT, INC.
November 14, 2011 - December 2, 2011
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
July 12, 2000 - November 14, 2011
PULSE TRADING, INC.
January 1, 1998 - April 19, 2000
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 3/18/2022
Securities Trader ExamSeries 7TO
Date: 8/23/2021
General Securities Representative ExaminationSeries 55
Date: 8/3/1998
Limited Representative-Equity Trader ExamCurrent Firm
ATREYU TRADING
CRD#: 175371 / SEC#: , 8-69593
Contact information
Documents
Red Flags
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