Michael R. Kraics

CAVANAL HILL INVESTMENT MANAGEMENT

Londonderry, NH

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CRD#: 2925230

Professional summary

Michael Robert Kraics is a registered financial advisor currently at CAVANAL HILL INVESTMENT MANAGEMENT, INC. located in Londonderry, New Hampshire and CAVANAL HILL DISTRIBUTORS, INC, located in Tulsa, Oklahoma.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: BOK Financial Address: One Williams Center, 15th Floor, Tulsa OK 74172 Inv rel: Y Start: 10/21 Position: VP, External Wholesaler Nature of OBA: Financial Institution Hrs/mo: less than 2 Hrs/mo trade: less than 2 Description of duties: Maintains the requisite title of Vice President with BOK Financial, the parent company of Cavanal Hill Distributors. On occasion may receive some compensation for business referrals to BOK Financial affiliates. Generally accounts for less than 5% of total compensation and time in any given year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Kraics's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2021 - Present

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110774

Londonderry, NH

Current

October 5, 2021 - Present

CAVANAL HILL DISTRIBUTORS, INC,

Office #1: One Williams Center 15th Floor, Tulsa, OK 74172

CRD#: 175445

Tulsa, OK

Past

January 20, 2021 - October 6, 2021

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

PORTLAND, ME

Past

April 28, 2014 - December 8, 2020

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

BOSTON, MA

Past

November 25, 2008 - April 15, 2014

RUSSELL INVESTMENTS

RIA

CRD#: 105734

LONDONDERRY, NH

Past

September 24, 2008 - November 7, 2008

RUSSELL INVESTMENTS

RIA

CRD#: 105734

LONDONDERRY, NH

Past

September 11, 2006 - April 15, 2014

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

BURLINGTON, MA

Past

November 16, 2005 - July 13, 2006

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

July 5, 2005 - July 13, 2006

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

July 31, 1997 - June 16, 2005

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

AXIA INVESTMENT MANAGEMENT, INC. | INVESTMENT CONCEPTS, INC. | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | BOK INVESTMENT ADVISERS, INC. | AXIA INVESTMENT MANAGMENT, INC.

CRD#: 110774 / SEC#: 801-60138

RIA

Registered Investment Advisory firm - (4/19/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/5/2021)

IAR

Connecticut
(1/6/2022)

Delaware
(10/5/2021)

IAR

Delaware
(1/6/2022)

Maine
(10/5/2021)

IAR

Maine
(1/6/2022)

Massachusetts
(10/5/2021)

IAR

Massachusetts
(5/4/2022)

New Hampshire
(10/5/2021)

IAR

New Hampshire
(1/6/2022)

New Jersey
(10/5/2021)

IAR

New Jersey
(1/14/2022)

New York
(10/5/2021)

IAR

New York
(1/6/2022)

Oklahoma
(10/5/2021)

IAR

Oklahoma
(12/17/2021)

Rhode Island
(10/5/2021)

IAR

Rhode Island
(1/6/2022)

Vermont
(10/5/2021)

IAR

Vermont
(1/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/6/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/30/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

AXIA INVESTMENT MANAGEMENT, INC. | INVESTMENT CONCEPTS, INC. | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | BOK INVESTMENT ADVISERS, INC. | AXIA INVESTMENT MANAGMENT, INC.

CRD#: 110774 / SEC#: 801-60138

RIA

Registered Investment Advisory firm - (4/19/2001 Approved)

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Contact information

Main Address

One Williams Center 15th Floor, Tulsa, OK 74172-0172

Mailing Address

6242 E. 41st St. So, Tulsa, OK 74135

Phone number

(800) 958-2942

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAVANAL HILL INVESTMENT MANAGEMENT, INC., FORM ADV PART 2A 062025 (6/16/2025)

Regulatory assets under management

Total Number of Accounts	2,326
AUM (Assets Under Management)	$ 14,223,562,597

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
12/18/2024	Cover Page	Report
08/25/2023	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael R. Kraics

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Kraics's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAVANAL HILL DISTRIBUTORS, INC,

FORESIDE FINANCIAL SERVICES, LLC

NORTHERN TRUST SECURITIES, INC.

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2021

Series 66

Date: 4/6/2009

Series 63

Date: 8/6/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/19/1999

Series 6

Date: 7/30/1997

FINRA

Current Firm

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

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