BC
Brian E. Coll
FOLGER NOLAN FLEMING DOUGLAS
Washington, DC 20005-2109
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CRD#: 2924797
BC
Professional summary
Brian Edward Coll is a registered financial advisor currently at FOLGER NOLAN FLEMING DOUGLAS INCORPORATED located in Washington, District Of Columbia.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 3 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Edward Coll's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Edward Coll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2014 - Present
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
Office #1: 725 15th Street Nw, Washington, DC 20005-2109RIA
BD
CRD#: 319
Washington, DC
Current
November 7, 2014 - Present
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
Office #1: 725 15th Street N.w. 2nd Floor, Suite 200, Washington, DC 20005-2109RIA
BD
CRD#: 319
Washington, DC
Past
March 13, 2012 - November 7, 2014
JOHNSTON LEMON ASSET MANAGEMENT INC
RIA
CRD#: 109126
WASHINGTON, DC
Past
September 26, 2007 - February 7, 2008
JOHNSTON, LEMON & CO. INCORPORATED
RIA
CRD#: 473
WASHINGTON, DC
Past
May 9, 2003 - December 31, 2011
JOHNSTON LEMON ASSET MANAGEMENT INC
RIA
CRD#: 109126
WASHINGTON, DC
Past
September 24, 1997 - November 7, 2014
JOHNSTON, LEMON & CO. INCORPORATED
BD
CRD#: 473
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. | FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
CRD#: 319 / SEC#: 801-67696, 8-3335
RIA
Registered Investment Advisory firm - SEC (4/24/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/5/2019)
RR
Arizona(12/4/2015)
RR
California(6/15/2023)
RR
Colorado(11/7/2014)
RR
Connecticut(2/10/2015)
RR
Delaware(3/2/2015)
RR
District of Columbia(11/7/2014)
IAR
District of Columbia(12/16/2014)
RR
Florida(11/7/2014)
RR
Georgia(11/21/2023)
RR
Illinois(4/29/2019)
RR
Kansas(2/10/2015)
RR
Maine(6/15/2023)
RR
Maryland(11/7/2014)
RR
Massachusetts(5/31/2018)
RR
Michigan(12/10/2020)
RR
Nevada(11/7/2014)
RR
New Mexico(5/8/2015)
RR
New York(11/7/2014)
RR
Pennsylvania(11/7/2014)
RR
South Carolina(6/15/2023)
RR
Tennessee(11/20/2015)
RR
Texas(2/10/2015)
RR
Virginia(11/7/2014)
RR
Washington(6/15/2023)
RR
West Virginia(6/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/14/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. | FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
CRD#: 319 / SEC#: 801-67696, 8-3335
RIA
Registered Investment Advisory firm - SEC (4/24/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
725 15th Street N.w. 2nd Floor, Suite 200, Washington, DC 20005-2109
Mailing Address
725 15th Street N.w., Washington, DC 20005-2109
Phone number
(202) 783-5252
Established
Delaware since 11/27/1931
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
50
SEC notice filing (7 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOLGER ASSOCIATES LLC | OWNER | |
| FOLGER 2020 TRUST FOR NEIL C. FOLGER | OWNER | |
| FOLGER 2020 TRUST FOR NICHOLAS FRY FOLGER | OWNER | |
| CURRENT, JOHN RANDALL | DIRECTOR, EXECUTIVE VICE-PRESIDENT | 2020187 |
| FOLGER, LEE MERRITT | DIRECTOR, SENIOR ADVISOR | 210685 |
| FOLGER, NEIL CLIFFORD | DIRECTOR, CHAIRMAN OF THE BOARD | 2813165 |
| FOLGER, NEIL CLIFFORD | TRUSTEE, FOLGER 2020 TRUST FOR NEIL C. FOLGER, FOLGER 2020 TRUST FOR NICHOLAS FRY FOLGER, JOHN D. FOLGER SECTION 9 TRUST | 2813165 |
| FOSTER, RICHARD STEVEN | CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER / PRESIDENT, ROSFP | 1655391 |
| FOSTER, RICHARD STEVEN | CCO | 1655391 |
| FOSTER, RICHARD STEVEN | COO | 1655391 |
Regulatory assets under management
| Total Number of Accounts | 471 |
| AUM (Assets Under Management) | $ 857,718,871 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
CRD#: 319Washington, DC 20005-2109TRUST BUT VERIFY
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Contact information
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