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Angel Colon

Some features on this profile are disabled
CRD#: 2924711
AC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Angel Colon was a registered financial professional .

Angel is a previously registered financial professional and started their career in finance in 1997. Angel had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 01/2017 TO PRESENT; NEW YORK CAPITAL MANAGEMENT, LLC; NEW YORK, NY; NOT INVESTMENT RELATED; PARTNER, MANAGING MEMBER; PROVIDE ADVISORY SERVICES; SPEND 15 HRS/MO. (2) 09/2017 TO PRESENT; TURING FUNDS LLC; NEW YORK, NY; NOT INVESTMENT RELATED; PARTNER, MANAGING MEMBER; PROVIDE ADVISORY SERVICES; SPEND 2 HRS/MO. (3) 01/2018 TO PRESENT; OPIRIA (VANILLAWORKS, UG); GERMANY; NOT INVESTMENT RELATED; DIRECTOR, ADVISOR; PROVIDE CONSULTING AND ADVISORY SERVICES; SPEND 1 HR/MO. (4) 01/2018 TO PRESENT; OPIRIA (PDATA); GRAND CAYMAN; NOT INVESTMENT RELATED; DIRECTOR, ADVISOR; PROVIDE CONSULTING AND ADVISORY SERVICES; SPEND 1 HR/MO. (5) 07/2019 TO PRESENT; ENTORO CAPITAL, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; MANAGING DIRECTOR. (6) 10/2019 TO PRESENT; NOTARY PUBLIC, NY; BRONX, NY; NOT INVESTMENT RELATED; NOTARY; SPEND 0-1 HR/MO. (7) 03/2020 TO PRESENT; ENTORO INVESTMENTS, LLC; HOUSTON, TX; INVESTMENT RELATED; INVESTMENT ADVISORY REPRESENTATIVE. (8) 03/2021 TO PRESENT; SENTAGE HOLDINGS, INC.; HUANGPU, SHANGHAI; NOT INVESTMENT RELATED; DIRECTOR; SPEND 10 HRS/MO. (9) 10/2021 TO PRESENT; CAPITAL2MARKET; RICHMAND, VA; SHAREHOLDER; SPEND ZERO HOURS; NO OPERATIONAL INVOLVEMENT. (10) 09/2022 TO PRESENT; CHANNEL INSURANCE LLC; BRONX, NY; INVESTMENT RELATED; OWNER, PARTNER; MARKETING & SALES OF BUSINESS INSURANCE PRODUCTS; SPEND 20 HRS/MO. (11) 09/2022 TO PRESENT; KONNECTED LLC; SHELBY TOWNSHIP, MI; NOT INVEST RELATED; OWNER, PARTNER; FINANCIAL MGMT CONSULTING; SPEND 15-30 HRS/MO. (12) 11/2022 TO PRESENT; NETCLASS TECHNOLOGY INC.; SHANGHAI, CHINA; NOT INVESTMENT RELATED; BOARD OF DIRECTORS; AUDIT COMMITTEE CHAIR; SPEND 2 HRS/MO.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 12, 2020 - November 11, 2022

ENTORO INVESTMENTS, LLC

RIA
CRD#: 306790
Bronx, NY
Past

August 8, 2019 - August 29, 2025

ENTORO SECURITIES, LLC

BD
CRD#: 35192
HOUSTON, TX
Past

December 2, 2016 - February 7, 2018

DRIVEWEALTH INSTITUTIONAL LLC

BD
CRD#: 33038
NEW YORK, NY
Past

August 4, 2016 - December 1, 2016

TRIBAL CAPITAL MARKETS, LLC

BD
CRD#: 38901
ORLANDO, FL
Past

July 29, 2015 - August 3, 2016

BONWICK CAPITAL PARTNERS, LLC

BD
CRD#: 156469
NEW YORK, NY
Past

December 10, 2013 - July 20, 2015

TRIPOINT GLOBAL EQUITIES/BANQ(R)

BD
CRD#: 143174
NEW YORK, NY
Past

February 14, 2002 - May 24, 2002

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY
Past

March 16, 2000 - September 14, 2000

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
CHARLOTTE, NC
Past

September 20, 1999 - January 28, 2000

WIT CAPITAL CORPORATION

BD
CRD#: 41499
OLD GREENWICH, CT
Past

August 15, 1997 - August 18, 1999

NEUBERGER BERMAN MANAGEMENT LLC

BD
CRD#: 5493
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/15/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/28/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/7/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/14/1997
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/9/2000
General Securities Principal Examination

Current Firm

EI
ENTORO INVESTMENTS, LLC
ENTORO INVESTMENTS, LLC | ENTORO WEALTH LLC

CRD#: 306790 / SEC#: 801-119301

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Contact information

Main Address
720 North Post Oak Blvd Suite 400, Houston, TX 77024
Mailing Address
Phone number
(713) 823-2900
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Part 2 Brochures

Regulatory assets under management

Total Number of Accounts70
AUM (Assets Under Management)$ 5,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENTORO INVESTMENTS, LLC

CRD#: 306790

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