AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
BK

Brendan J. Kilfeather

METLIFE INVESTMENTS SECURITIES
Philadelphia, PA 16103
Some features on this profile are disabled
CRD#: 2924461
BK

Professional summary


Brendan John Kilfeather, who also goes by Brendan J Kilfeather, is a registered financial professional currently at METLIFE INVESTMENTS SECURITIES, LLC located in Philadelphia, Pennsylvania.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 1997. Brendan has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brendan J Kilfeather

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brendan John Kilfeather's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 20, 2017 - Present

METLIFE INVESTMENTS SECURITIES, LLC

Office #1: 1717 Arch Street Suite 1500, Philadelphia, PA 16103
BD
CRD#: 285684
Philadelphia, PA
Past

January 6, 2015 - December 31, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Philadelphia, PA
Past

June 30, 2014 - December 24, 2014

FORTRESS CAPITAL FORMATION LLC

BD
CRD#: 152385
NEW YORK, NY
Past

May 15, 2009 - July 1, 2009

GLOBAL EMERGING CAPITAL GROUP, LLC

RIA
CRD#: 130120
BERWYN, PA
Past

May 15, 2009 - July 1, 2009

GLOBAL EMERGING CAPITAL GROUP, LLC

BD
CRD#: 130120
NEW YORK, NY
Past

April 21, 2005 - May 2, 2007

BOFA ADVISORS, LLC

RIA
CRD#: 107900
WYNDMOOR, PA
Past

November 1, 2004 - May 2, 2007

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA
Past

February 15, 2001 - November 5, 2004

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

November 25, 1998 - March 11, 1999

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

December 4, 1997 - March 12, 1998

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/14/2018)
RR
Alaska
(5/14/2018)
RR
Arizona
(5/15/2018)
RR
Arkansas
(5/17/2018)
RR
California
(5/11/2018)
RR
Colorado
(5/15/2018)
RR
Connecticut
(5/14/2018)
RR
Delaware
(5/15/2018)
RR
District of Columbia
(5/17/2018)
RR
Florida
(5/14/2018)
RR
Georgia
(5/14/2018)
RR
Hawaii
(5/25/2018)
RR
Idaho
(5/14/2018)
RR
Illinois
(5/11/2018)
RR
Indiana
(5/15/2018)
RR
Iowa
(5/14/2018)
RR
Kansas
(5/31/2018)
RR
Kentucky
(5/15/2018)
RR
Louisiana
(5/14/2018)
RR
Maine
(5/14/2018)
RR
Maryland
(5/15/2018)
RR
Massachusetts
(5/14/2018)
RR
Michigan
(5/16/2018)
RR
Minnesota
(5/14/2018)
RR
Mississippi
(5/14/2018)
RR
Missouri
(5/14/2018)
RR
Montana
(5/14/2018)
RR
Nebraska
(5/29/2018)
RR
Nevada
(5/24/2018)
RR
New Hampshire
(5/17/2018)
RR
New Jersey
(6/20/2018)
RR
New Mexico
(5/18/2018)
RR
New York
(5/16/2018)
RR
North Carolina
(5/14/2018)
RR
North Dakota
(5/14/2018)
RR
Ohio
(5/11/2018)
RR
Oklahoma
(5/18/2018)
RR
Oregon
(5/21/2018)
RR
Pennsylvania
(5/14/2018)
RR
Rhode Island
(5/21/2018)
RR
South Carolina
(5/31/2018)
RR
South Dakota
(5/15/2018)
RR
Texas
(5/15/2018)
RR
Utah
(5/14/2018)
RR
Vermont
(5/17/2018)
RR
Virgin Islands
(5/21/2018)
RR
Virginia
(5/16/2018)
RR
Washington
(5/15/2018)
RR
West Virginia
(5/25/2018)
RR
Wisconsin
(5/14/2018)
RR
Wyoming
(5/15/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 5/10/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/18/2005
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/31/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


MI
METLIFE INVESTMENTS SECURITIES, LLC
METLIFE INVESTMENTS SECURITIES, LLC

CRD#: 285684 / SEC#: , 8-69857

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
One Metlife Way, Whippany, NJ 07981-1449
Mailing Address
One Metlife Way, Whippany, NJ 07981-1449
Phone number
(973) 355-4000
Established
Delaware since 08/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
METLIFE INVESTORS GROUP, LLCSOLE MEMBER
HICKMAN, FRANK IIICHIEF COMPLIANCE OFFICER5056648
POLLARO, JOSEPH PATRICKPRESIDENT/CEO1910072
SERAFIN, ROBERT HPRINCIPAL OPERATIONS OFFICER2427123
YICK, MICHAEL JOHNCFO/FINOP & PRINCIPAL FINANCIAL OFFICER4187342

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


METLIFE INVESTMENTS SECURITIES, LLC

CRD#: 285684Philadelphia, PA 16103

TRUST BUT VERIFY

Monitor Brendan Kilfeather

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
DH
Donald HenryAdvisorCheck Check Mark
CITIGROUP GLOBAL MARKETS INC.
IAR
RR
Norwalk, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics