Clay D. Smith
Professional summary
Clay Daniel Smith is a registered financial professional currently at FRONTIER SECURITIES located in Richmond, Virginia.
Clay is registered as a RR (Registered Representative) and started their career in finance in 1999. Clay has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clay Daniel Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2020 - Present
FRONTIER SECURITIES
Office #1: 3307 Church Road Suite 220, Richmond, VA 23233September 25, 2009 - February 26, 2020
R.W.PRESSPRICH & CO.
January 28, 2003 - July 20, 2005
IDS LIFE INSURANCE COMPANY
January 28, 2003 - July 20, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
May 26, 2000 - January 29, 2002
SENTRA SECURITIES CORPORATION
July 19, 1999 - May 30, 2000
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2020)
(3/4/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FRONTIER SECURITIES
CRD#: 136102 / SEC#: , 8-66972
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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Company Information
FRONTIER SECURITIES
CRD#: 136102Richmond, VA 23233TRUST BUT VERIFY
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