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NJ

Nusheen Rena Javadizadeh

RJJ PASADENA SECURITIES

HENDERSON, NV

·CRD# 2923770·28 years experience

Professional Summary

Nusheen Rena Javadizadeh is a registered financial advisor currently at RJJ PASADENA SECURITIES, INC. located in Henderson, Nevada. Nusheen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nusheen has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 24, Series 53 and Series 4 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

RJJ PASADENA SECURITIES, INC.·CRD# 8425

RIA

2520 St. Rose Parkway Suite 312, Henderson, NV 89074

May 17, 2005 - Present

RJJ PASADENA SECURITIES, INC.·CRD# 8425

BD

South Pasadena, CA

September 10, 1999 - August 31, 2021

STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793

BD

St. Louis, MO

December 10, 1997 - September 3, 1999

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Current Firm

RP

RJJ PASADENA SECURITIES, INC.

RIORDAN, JOHNSTON & JAVADIZADEH, INC. | RJJ PASADENA SECURITIES, INC.

CRD#: 8425 / SEC#: 801-136009, 8-25324

RIA

Registered Investment Advisory firm - SEC (4/27/2026 Approved)

California

Registered Investment Advisory firm - SEC (5/30/2026 Terminated)

Nevada

Registered Investment Advisory firm - SEC (5/4/2026 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/30/2026 Terminated)

BD

Terminated by SEC on 08/28/2021

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2520 St. Rose Parkway Suite 312, Henderson, NV 89074

Phone Number

(626) 792-1244

Established

California since 04/18/1980

Firm Type

Corporation

Fiscal Year End

June

# of Employees

2

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RJJ PASADENA SECURITIES, INC. ADV PART2A DISCLOSURE BROCHURE (9/29/2026)

RJJ PASADENA SECURITIES, INC. WRAP FEE PROGRAM BROCHURE (9/29/2026)

Direct owners and executive officers

Name	Position	CRD#
JAVADIZADEH, SHAPOUR	PRESIDENT/CEO/TREASURER/SHAREHOLDER/DIRECTOR	257690
JAVADIZADEH, NUSHEEN RENA	CHIEF COMPLIANCE OFFICER/MUNICIPAL BOND PRINCIPAL/DIRECTOR	2923770

Regulatory Assets Under Management

Total Number of Accounts

276

AUM (Assets Under Management)

$115,223,002

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RP

RJJ PASADENA SECURITIES, INC.

RIORDAN, JOHNSTON & JAVADIZADEH, INC. | RJJ PASADENA SECURITIES, INC.

CRD#: 8425 / SEC#: 801-136009, 8-25324

RIA

Registered Investment Advisory firm - SEC (4/27/2026 Approved)

California

Registered Investment Advisory firm - SEC (5/30/2026 Terminated)

Nevada

Registered Investment Advisory firm - SEC (5/4/2026 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/30/2026 Terminated)

BD

Terminated by SEC on 08/28/2021

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

California
(5/17/2005)

IAR

Nevada
(3/21/2019)

IAR

Texas
(9/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2002About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2024About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Feb 2024About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Feb 2024About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2003

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Feb 2024About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Feb 2024About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2024About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2024About the Series 4 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Nusheen Rena Javadizadeh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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NJ

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