James B. Hanley

ENVOY ADVISORY

Peyton, CO

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CRD#: 2923685

Professional summary

James Benson Hanley is a registered financial advisor currently at ENVOY ADVISORY INC. located in Peyton, Colorado.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 11 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Benson Hanley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2021 - Present

ENVOY ADVISORY INC.

RIA

CRD#: 306559

Peyton, CO

Past

March 1, 2019 - April 5, 2021

EDWARD JONES

RIA

CRD#: 250

COLORADO SPRINGS, CO

Past

March 1, 2019 - April 5, 2021

EDWARD JONES

CRD#: 250

COLORADO SPRINGS, CO

Past

January 8, 2018 - December 13, 2018

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

July 30, 2015 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

COLORADO SPRINGS, CO

Past

September 4, 2013 - December 14, 2018

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

COLORADO SPRINGS, CO

Past

July 26, 2010 - August 22, 2012

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

LAKEWOOD, CO

Past

June 29, 2010 - August 22, 2012

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

LAKEWOOD, CO

Past

February 4, 2009 - April 1, 2009

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

December 9, 2004 - June 7, 2005

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

April 5, 1999 - December 6, 1999

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

August 5, 1997 - April 1, 1999

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 5, 1997 - April 1, 1999

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENVOY ADVISORY INC.

ENVOY ADVISORY INC. | NEWCO ENVOY ADVISORY INC.

CRD#: 306559 / SEC#: 801-117870

RIA

Registered Investment Advisory firm - (12/23/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/21/1997

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/6/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 10/6/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/14/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/2/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ENVOY ADVISORY INC.

ENVOY ADVISORY INC. | NEWCO ENVOY ADVISORY INC.

CRD#: 306559 / SEC#: 801-117870

RIA

Registered Investment Advisory firm - (12/23/2019 Approved)

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Contact information

Main Address

5333 N Union Blvd Suite 200, Colorado Springs, CO 80918

Mailing Address

Phone number

(888) 879-1376

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENVOY ADVISORY INC. ADV PART 2A BROCHURE (7/1/2025)

ENVOY PART 2A APPENDIX 1 - WRAP PROGRAM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,543
AUM (Assets Under Management)	$ 533,897,719

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James B. Hanley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Benson Hanley's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

PFS INVESTMENTS INC.

WADDELL & REED

CETERA ADVISORS LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ENVOY ADVISORY INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2015

Series 63

Date: 7/19/2011

Series 66

Date: 7/21/1997

Series 7TO

Date: 10/6/2022

Series 6TO

Date: 10/6/2022

SIE

Date: 10/1/2018

Series 7

Date: 6/14/2011

Series 6

Date: 2/2/2009

Current Firm

ENVOY ADVISORY INC.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENVOY ADVISORY INC.

TRUST BUT VERIFY

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