BRIAN P. ABAD

AMERITAS ADVISORY SERVICES | Vice President, Financial Advisor

ROSEVILLE, CA 95661

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CRD#: 2923073

Professional summary

BRIAN PATRICK ABAD, who also goes by Brian Abad, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Roseville, California and AMERITAS INVESTMENT COMPANY, LLC located in Roseville, California.

BRIAN is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. BRIAN has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Biography

CAPTRUST welcomed Brian to the firm in 2021. He has over 20 years of experience in the financial services industry. Brian strives to make the complex world of retirement plans easier for clients to understand. He specializes in retirement plans, employee education, and investments.

Brian joined us from Genovese Burford & Brothers—an independent wealth and retirement plan management firm—where he was a financial advisor. In this role, Brian worked alongside retirement plan committees to help them understand their fiduciary responsibilities and to help them offer the best possible retirement plan for employees.

Prior to Genovese Burford & Brothers, Brian was a retirement plan consultant with Marsh & McLennan Companies where he developed an in-depth understanding of retirement strategies, investment options, fiduciary responsibility, and regulatory policies. He holds a Bachelor of Arts degree from the University of California, Davis. Brian currently serves as a Board member for the Sacramento Chapter of the Western Pension & Benefits Council, which is a nonprofit organization that serves the Retirement Plan and Pension industry.

When not helping clients, Brian can be found spending time with his wife and children.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Abad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VAS DIAS AGENCY; SAME AS BRANCH; INV REL; INSURANCE SALES; AGENT; START DATE=01/2024; HRS/MO=10; TRADING HRS/MO=0; INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view BRIAN PATRICK ABAD's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

University of California, Davis

BA - Psychology

Experience

Current

May 13, 2024 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 2530 Douglas Blvd Ste 170, Roseville, CA 95661

RIA

CRD#: 317245

ROSEVILLE, CA

Current

May 13, 2024 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 2530 Douglas Blvd Ste 170, Roseville, CA 95661

CRD#: 14869

ROSEVILLE, CA

Past

February 16, 2021 - May 9, 2024

CAPFINANCIAL SECURITIES, LLC.

CRD#: 126291

Sacramento, CA

Past

January 26, 2021 - May 9, 2024

CAPTRUST

RIA

CRD#: 175112

Sacramento, CA

Past

July 14, 2017 - March 31, 2021

GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC

RIA

CRD#: 105698

SACRAMENTO, CA

Past

June 29, 2017 - February 12, 2021

OSAIC WEALTH, INC.

CRD#: 23131

ROSEVILLE, CA

Past

July 18, 2011 - December 20, 2016

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

SACRAMENTO, CA

Past

November 30, 2010 - December 31, 2015

LPL FINANCIAL LLC

CRD#: 6413

SACRAMENTO, CA

Past

February 28, 2008 - December 1, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

SACRAMENTO, CA

Past

August 31, 2007 - October 20, 2008

NRP FINANCIAL, INC.

RIA

CRD#: 103717

SACRAMENTO, CA

Past

August 31, 2007 - November 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

SACRAMENTO, CA

Past

June 20, 2007 - September 4, 2007

FINANCIAL TELESIS INC

RIA

CRD#: 31012

SAN RAFAEL, CA

Past

June 20, 2007 - September 4, 2007

FINANCIAL TELESIS INC

CRD#: 31012

SAN RAFAEL, CA

Past

July 25, 2002 - June 11, 2007

MMC SECURITIES LLC

RIA

CRD#: 103846

SACRAMENTO, CA

Past

December 30, 2000 - June 11, 2007

MMC SECURITIES LLC

CRD#: 103846

SACRAMENTO, CA

Past

June 20, 2000 - December 30, 2000

MARSH & MCLENNAN SECURITIES CORPORATION

CRD#: 556

NEW YORK, NY

Past

July 29, 1997 - February 1, 2000

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/13/2024)

IAR

California
(5/13/2024)

Nevada
(5/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/28/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

BRIAN P. ABAD

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view BRIAN PATRICK ABAD's CRS (Customer Relationship Summary).

Certified licenses

Education

University of California, Davis

Experience

AMERITAS INVESTMENT COMPANY, LLC

CAPFINANCIAL SECURITIES, LLC.

CAPTRUST

GENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLC

OSAIC WEALTH, INC.

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

NRP FINANCIAL, INC.

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

MMC SECURITIES LLC

MMC SECURITIES LLC

MARSH & MCLENNAN SECURITIES CORPORATION

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2002

Series 63

Date: 10/6/2000

SIE

Date: 10/1/2018

Series 6

Date: 7/28/1997

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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