Bryan D. Lin
Professional summary
Bryan Dawei Lin, who also goes by Dawei Lin, is a registered financial professional currently at HUATAI SECURITIES (USA), INC. located in New York, New York.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 1997. Bryan has worked at 3 firms and has passed the Series 63, Series 3, Series 99TO, Series 79TO, Series 7TO, SIE, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan Dawei Lin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2019 - Present
HUATAI SECURITIES (USA), INC.
Office #1: 280 Park Ave 21 Floor East, New York, NY 10017December 18, 1998 - March 28, 2006
CITIGROUP GLOBAL MARKETS INC.
October 8, 1997 - December 18, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2020)
(9/12/2023)
(1/5/2021)
(6/23/2020)
(1/5/2021)
(9/12/2023)
(6/24/2020)
(9/12/2023)
(6/15/2020)
(1/5/2021)
(9/12/2023)
(1/5/2021)
(8/7/2020)
(9/12/2023)
(7/1/2020)
(1/5/2021)
(7/15/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 3/29/2019
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/17/2019
General Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
HUATAI SECURITIES (USA), INC.
CRD#: 298809 / SEC#: , 8-70231
Contact information
FINRA licenses (19 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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