Margarita C. Osorio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margarita Caridad Osorio, who also goes by Margarita Morell, Margarita Osorio, Margarita Perez, was a registered financial professional .
Margarita is a previously registered financial professional and started their career in finance in 2000. Margarita had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - July 21, 2022
CITI PRIVATE ALTERNATIVES, LLC
March 7, 2012 - July 21, 2022
CITIGROUP GLOBAL MARKETS INC.
March 7, 2012 - July 21, 2022
CITIGROUP GLOBAL MARKETS INC.
January 3, 2011 - November 7, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - November 7, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 24, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
November 24, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 24, 2006 - November 25, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 23, 2005 - November 25, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 20, 2000 - April 23, 2005
SOUTHTRUST SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
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