John A. Palmieri

AVISO WEALTH MANAGEMENT

Warren, PA 16365

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CRD#: 2922935

Professional summary

John Antonio Palmieri, ChFC® is a registered financial advisor currently at AVISO WEALTH MANAGEMENT located in Warren, Pennsylvania and OSAIC WEALTH, INC. located in Warren, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PALMIERI FINANCIAL GROUP POSITION: Insurance Sales Rep NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2019 ADDRESS: 315 2nd Avenue, #805, Warren PA 16365, United States DESCRIPTION: I do business under my DBA Palmieri Financial Group as sole prop selling fixed annuities, Medicare and Healthcare, and Property coverage for collectibles through various strategic partners 2. JOHN PALMIERI (EBAY) POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 24 Greenbriar Circle, Russell PA 16345, United States DESCRIPTION: I buy and sell items on eBay. 3. AVISO WEALTH MANAGEMENT POSITION: Independent Contractor NATURE: Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/17/2025 ADDRESS: 227 Point Township Dr, Northumberland PA 17857 DESCRIPTION: I will be using Aviso Wealth Management to conduct my advisory business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Antonio Palmieri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

March 18, 2025 - Present

AVISO WEALTH MANAGEMENT

Office #1: 224 Liberty Street, Suite B, Warren, PA 16365

RIA

CRD#: 108146

Warren, PA

Current

March 17, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 315 2nd Ave #805, Warren, PA 16365

RIA

CRD#: 23131

WARREN, PA

Past

March 29, 2023 - March 24, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

WARREN, PA

Past

March 10, 2016 - April 3, 2023

GLADSTONE WEALTH PARTNERS

RIA

CRD#: 250787

WARREN, PA

Past

March 10, 2016 - March 24, 2025

LPL FINANCIAL LLC

CRD#: 6413

WARREN, PA

Past

June 8, 2006 - March 22, 2016

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

WARREN, PA

Past

June 7, 2006 - March 22, 2016

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

WARREN, PA

Past

November 5, 2002 - June 7, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

UNIONTOWN, PA

Past

March 21, 2002 - September 19, 2002

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

February 23, 2000 - March 26, 2002

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVISO WEALTH MANAGEMENT

CRD#: 108146 / SEC#: 801-56358

RIA

Registered Investment Advisory firm - (3/22/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/17/2025)

Colorado
(3/17/2025)

Michigan
(3/17/2025)

New York
(3/17/2025)

North Carolina
(3/26/2025)

Pennsylvania
(3/17/2025)

IAR

Pennsylvania
(3/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/21/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AVISO WEALTH MANAGEMENT

CRD#: 108146 / SEC#: 801-56358

RIA

Registered Investment Advisory firm - (3/22/1999 Approved)

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Contact information

Main Address

11900 Ne 1st St Suite 300, Bellevue, WA 98005

Mailing Address

Phone number

(877) 633-1210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVISO WEALTH MANAGEMENT (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,904
AUM (Assets Under Management)	$ 494,946,434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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John A. Palmieri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Antonio Palmieri's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

GLADSTONE WEALTH PARTNERS

LPL FINANCIAL LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

TOWER SQUARE SECURITIES, INC.

EDWARD JONES

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

AVISO WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2001

Series 63

Date: 2/28/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2001

Series 6

Date: 2/21/2000

FINRA

Current Firm

AVISO WEALTH MANAGEMENT

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVISO WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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