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DG

Douglas K. Guernsey

GUERNSEY FINANCIAL
Pensacola, FL 32504
Some features on this profile are disabled
CRD#: 2922887
DG

Professional summary

Douglas K Guernsey, who also goes by Douglas Kent Guernsey, is a registered financial advisor currently at GUERNSEY FINANCIAL, LLC located in Pensacola, Florida.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Douglas has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Douglas Kent Guernsey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas K Guernsey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2019 - Present

GUERNSEY FINANCIAL, LLC

Office #1: 6704 Plantation Rd Suite A, Pensacola, FL 32504
RIA
CRD#: 299037
Pensacola, FL
Past

July 26, 2011 - February 8, 2019

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
PENSACOLA, FL
Past

May 3, 1999 - February 8, 2019

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
PENSACOLA, FL
Past

November 17, 1997 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(10/11/2019)
IAR
Florida
(2/19/2019)
IAR
North Carolina
(11/13/2019)
IAR
Texas
(2/13/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/8/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/13/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/14/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GF
GUERNSEY FINANCIAL, LLC
GUERNSEY FINANCIAL, LLC

CRD#: 299037 / SEC#:

Alabama
Registered Investment Advisory firm - (10/11/2019 Approved)
Florida
Registered Investment Advisory firm - (2/19/2019 Approved)
North Carolina
Registered Investment Advisory firm - (11/7/2019 Approved)
Texas
Registered Investment Advisory firm - (1/3/2019 Conditional Restricted)
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Contact information

Main Address
6704 Plantation Rd Suite A, Pensacola, FL 32504
Mailing Address
Phone number
(850) 476-3491
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUERNSEY FINANCIAL, LLC

CRD#: 299037Pensacola, FL 32504

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