John W. Stalanski

VCS VENTURE SECURITIES

New York, NY 10006-3201

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CRD#: 2922709

Professional summary

John Walter Stalanski is a registered financial professional currently at VCS VENTURE SECURITIES located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 11 firms and has passed the Series 63, Series 65, Series 99TO, Series 62, SIE, Series 31, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Walter Stalanski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2021 - Present

VCS VENTURE SECURITIES

Office #1: 29 Broadway Suite 1502, New York, NY 10006-3201

CRD#: 127921

New York, NY

Past

May 22, 2018 - October 8, 2021

JOSEPH STONE CAPITAL L.L.C.

CRD#: 159744

NEW YORK, NY

Past

May 18, 2018 - May 29, 2018

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

January 18, 2018 - May 14, 2018

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

September 27, 2012 - June 25, 2014

CASTLEOAK SECURITIES, LP

CRD#: 125334

NEW YORK, NY

Past

October 5, 2011 - August 31, 2012

CHARLES MORGAN SECURITIES, INC.

CRD#: 138887

NEW YORK, NY

Past

March 16, 2010 - June 16, 2011

FIRST MERGER CAPITAL, INC

CRD#: 44083

NEW YORK, NY

Past

June 7, 2006 - December 18, 2009

GUNNALLEN FINANCIAL, INC

CRD#: 17609

NEW YORK, NY

Past

July 9, 2004 - June 2, 2006

ASHTON-CLAYTON FINANCIAL GROUP, LLC

CRD#: 103720

STATEN ISLAND, NY

Past

September 10, 1998 - May 14, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 10, 1998 - May 14, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 4, 1997 - March 19, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/30/2021)

Alaska
(10/7/2021)

Arizona
(9/30/2021)

Arkansas
(9/12/2022)

California
(9/8/2021)

Colorado
(9/30/2021)

Connecticut
(10/1/2021)

Delaware
(10/6/2021)

District of Columbia
(9/22/2021)

Florida
(9/20/2021)

Georgia
(9/27/2021)

Hawaii
(11/17/2021)

Idaho
(9/16/2021)

Illinois
(10/6/2021)

Indiana
(10/4/2021)

Iowa
(9/10/2021)

Kansas
(9/9/2021)

Kentucky
(10/1/2021)

Louisiana
(10/4/2021)

Maine
(11/18/2021)

Maryland
(9/8/2021)

Massachusetts
(9/9/2021)

Michigan
(10/12/2021)

Minnesota
(12/16/2021)

Mississippi
(10/1/2021)

Missouri
(4/18/2022)

Montana
(9/16/2021)

Nebraska
(10/14/2021)

Nevada
(10/8/2021)

New Hampshire
(12/16/2021)

New Jersey
(9/30/2021)

New Mexico
(12/1/2021)

New York
(9/30/2021)

North Carolina
(9/10/2021)

North Dakota
(10/4/2021)

Ohio
(9/8/2021)

Oklahoma
(9/30/2021)

Oregon
(9/30/2021)

Pennsylvania
(9/10/2021)

Puerto Rico
(9/8/2021)

Rhode Island
(9/8/2021)

South Carolina
(10/4/2021)

South Dakota
(10/6/2021)

Tennessee
(11/2/2021)

Texas
(9/15/2021)

Utah
(9/8/2021)

Vermont
(9/30/2021)

Virgin Islands
(11/8/2021)

Virginia
(9/30/2021)

Washington
(10/8/2021)

West Virginia
(10/13/2021)

Wisconsin
(9/9/2021)

Wyoming
(10/11/2021)

Exams

State Security Law Exam

Series 63

Date: 3/8/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/18/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/25/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/3/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 7/8/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VCS VENTURE SECURITIES

D R F BUSINESS AND FINANCIAL SERVICES, LLC | VCS VENTURE SECURITIES | PRIMARY CAPITAL, LLC

CRD#: 127921 / SEC#: , 8-66069

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

29 Broadway Suite 1502, New York, NY 10006-3201

Mailing Address

29 Broadway Suite 1502, New York, NY 10006-3221

Phone number

(212) 404-7696

Established

Delaware since 11/16/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LEO CAPITAL MARKETS, LLC	DIRECT OWNER
NEW AGE CAPITAL MANAGEMENT, LLC	DIRECT OWNER
MOOD, TRAVIS ANTON MORSE	REGISTERED OPTIONS PRINCIPAL	4745001
NIXON, JON ALAN	FINOP	4710715
STALANSKI, JOHN WALTER	AMLCO	2922709
STALANSKI, JOHN WALTER	CHIEF OPERATING OFFICER	2922709
STALANSKI, JOHN WALTER	CHIEF COMPLIANCE OFFICER	2922709

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John W. Stalanski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Walter Stalanski's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPH STONE CAPITAL L.L.C.

WINDSOR STREET CAPITAL, LP

WINDSOR STREET CAPITAL, LP

CASTLEOAK SECURITIES, LP

CHARLES MORGAN SECURITIES, INC.

FIRST MERGER CAPITAL, INC

GUNNALLEN FINANCIAL, INC

ASHTON-CLAYTON FINANCIAL GROUP, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/8/2019

Series 65

Date: 9/18/1997

Series 99TO

Date: 1/2/2023

Series 62

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 10/25/1997

Series 7

Date: 9/3/1997

Series 14

Date: 1/2/2023

Series 24

Date: 7/8/2000

FINRA

Current Firm

VCS VENTURE SECURITIES

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VCS VENTURE SECURITIES

TRUST BUT VERIFY

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