Barret W. Frost

BREAKAWAY INDEPENDENT ADVISORS

SAN DIEGO, CA 92106

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CRD#: 2922623

Professional summary

Barret William Angelo Frost is a registered financial advisor currently at BREAKAWAY INDEPENDENT ADVISORS, LLC located in San Diego, California.

Barret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Barret has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Breakaway Advisor Solutions; Not Investment Related; See current Residential Address; Business Consulting; President/Owner; Start 02/2022; 10 hrs/mo; 10hrs during trading; Providing business consulting to financial advisors seeking to launch their own independent RIA or joining an independent platform. 2) AdvizorStack; Not Investment Related; San Diego, CA; Board Member; Start Date May 2026; Less than 1% of time spent during securities trading hours; 0 hours spent outside of securities trading hours. Board Member providing guidance and insight on industry technology.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barret William Angelo Frost's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2026 - Present

BREAKAWAY INDEPENDENT ADVISORS, LLC

Office #1: 2305 Historic Decatur Rd. Ste 100, San Diego, CA 92106

RIA

CRD#: 340675

SAN DIEGO, CA

Past

April 24, 2020 - December 18, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

January 10, 2018 - November 4, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LOS ANGELES, CA

Past

April 8, 2003 - December 20, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

April 7, 2003 - December 20, 2017

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

April 19, 2002 - April 1, 2003

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

February 23, 2000 - April 1, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/27/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/1999

General Securities Representative Examination

Current Firm

BREAKAWAY INDEPENDENT ADVISORS, LLC

CRD#: 340675 / SEC#: 801-135458

RIA

Registered Investment Advisory firm - (3/3/2026 120-Day Approval)

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Contact information

Main Address

2305 Historic Decatur Rd. Ste 100, San Diego, CA 92106

Mailing Address

Phone number

(619) 704-2110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE (1/30/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Barret W. Frost

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barret William Angelo Frost's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

FIDELITY BROKERAGE SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES AMERICA, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2026

Series 66

Date: 1/27/2000

SIE

Date: 10/1/2018

Series 7

Date: 7/27/1999

Current Firm

BREAKAWAY INDEPENDENT ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BREAKAWAY INDEPENDENT ADVISORS, LLC

TRUST BUT VERIFY

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