Bruce E. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Edward Fisher JR, who also goes by Bruce Edward Fisher, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1997. Bruce had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2009 - December 31, 2013
THE FISHER FINANCIAL GROUP, INC.
May 18, 2005 - January 30, 2009
EAGLE ONE INVESTMENTS, LLC
May 17, 2005 - January 30, 2009
EAGLE ONE INVESTMENTS, LLC
January 22, 2004 - March 21, 2005
PLANMEMBER SECURITIES CORPORATION
January 21, 2004 - March 21, 2005
PLANMEMBER SECURITIES CORPORATION
July 11, 2002 - December 18, 2003
WELLS FARGO INVESTMENTS, LLC
July 2, 2002 - December 18, 2003
WELLS FARGO INVESTMENTS, LLC
January 25, 2001 - August 22, 2001
J. SCOTT SECURITIES CORP.
March 19, 1999 - August 2, 2000
PIPER SANDLER & CO.
July 1, 1998 - August 27, 1998
GRAND FINANCIAL, INC.
June 12, 1998 - September 17, 1998
PRUCO SECURITIES, LLC.
October 24, 1997 - January 9, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE FISHER FINANCIAL GROUP, INC.
CRD#: 148932 / SEC#:
Contact information
Red Flags
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