Arthur B. Troncoso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Bonificio Troncoso JR, who also goes by Arthur Bonifacio Troncoso Jr, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1997. Arthur had worked at 5 firms and has passed the Series 63, SIE, Series 6, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2018 - March 16, 2020
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
January 11, 2001 - February 22, 2018
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
July 22, 1999 - October 23, 2000
INDUSTRY SAVINGS PLANS, INC.
July 27, 1998 - July 20, 1999
AMERICAN CLASSIC SECURITIES, INC.
September 8, 1997 - July 29, 1998
AURA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 10/19/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
