Joshua S. Glazer

TOEWS ASSET MANAGEMENT

Arlington Heights, IL

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CRD#: 2922124

Professional summary

Joshua Spielman Glazer, who also goes by Josh Spielman Glazer, Joshua S Glazer, is a registered financial advisor currently at TOEWS ASSET MANAGEMENT located in Arlington Heights, Illinois and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Joshua has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Spielman Glazer | Joshua S Glazer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Spielman Glazer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2020 - Present

TOEWS ASSET MANAGEMENT

RIA

CRD#: 106304

Arlington Heights, IL

Current

December 10, 2020 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022

CRD#: 126159

Elkhorn, NE

Past

January 16, 2020 - August 24, 2020

ALGORITHMIC INVESTMENT MODELS

RIA

CRD#: 306354

Arlington Heights, IL

Past

October 26, 2012 - December 31, 2019

BEAUMONT FINANCIAL PARTNERS LLC

RIA

CRD#: 108345

Arlington Heights, IL

Past

April 20, 2009 - October 12, 2012

ENVESTNET PMC

RIA

CRD#: 111694

CHICAGO, IL

Past

March 17, 2005 - October 12, 2012

PORTFOLIO BROKERAGE SERVICES, INC.

CRD#: 18554

CHICAGO, IL

Past

August 28, 2002 - May 28, 2004

ASSETMARK CAPITAL CORPORATION

CRD#: 37583

PLEASANT HILL, CA

Past

July 20, 2000 - August 29, 2002

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOEWS ASSET MANAGEMENT

BEHAVIORAL INVESTING INSTITUTE | TOEWS CORPORATION | TOEWS ASSET MANAGEMENT | TOEWS | SYNTHESIS INVESTMENTS ASSET MANAGEMENT

CRD#: 106304 / SEC#: 801-47765

RIA

Registered Investment Advisory firm - (12/9/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/26/2021)

Nebraska
(1/8/2024)

IAR

New Jersey
(10/26/2020)

New Jersey
(1/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/25/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/17/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/9/2020

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 12/30/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/19/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TOEWS ASSET MANAGEMENT

BEHAVIORAL INVESTING INSTITUTE | TOEWS CORPORATION | TOEWS ASSET MANAGEMENT | TOEWS | SYNTHESIS INVESTMENTS ASSET MANAGEMENT

CRD#: 106304 / SEC#: 801-47765

RIA

Registered Investment Advisory firm - (12/9/1994 Approved)

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Contact information

Main Address

1750 Zion Road Suite 201, Northfield, NJ 08225-1844

Mailing Address

Phone number

(877) 863-9726

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 945,114,686

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua S. Glazer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Spielman Glazer's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

ALGORITHMIC INVESTMENT MODELS

BEAUMONT FINANCIAL PARTNERS LLC

ENVESTNET PMC

PORTFOLIO BROKERAGE SERVICES, INC.

ASSETMARK CAPITAL CORPORATION

DWS DISTRIBUTORS, INC.

Primary Firm SEC Registration

TOEWS ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 1/25/2021

Series 65

Date: 4/17/2009

Series 7TO

Date: 12/9/2020

Series 7

Date: 12/30/2011

Series 6

Date: 7/19/2000

FINRA

Current Firm

TOEWS ASSET MANAGEMENT

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOEWS ASSET MANAGEMENT

TRUST BUT VERIFY

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