Joanne C. Bartmess
Professional summary
Joanne Christine Bartmess, who also goes by Joanne Parisi, is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in New York, New York.
Joanne is registered as a RR (Registered Representative) and started their career in finance in 1997. Joanne has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joanne Christine Bartmess's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 1998 - Present
BROWNSTONE INVESTMENT GROUP, LLC
Office #1: 505 Fifth Avenue 10th Floor, New York, NY 10017January 18, 2007 - December 9, 2010
HAMPTON HEDGE FUND MARKETING, LLC
June 18, 2004 - November 8, 2010
WESTBURY GROUP LLC
September 9, 2002 - January 30, 2003
MAX INTERNATIONAL BROKER/DEALER CORP.
September 22, 1998 - July 15, 2013
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
June 4, 1998 - November 19, 2002
SUNGARD INSTITUTIONAL BROKERAGE INC.
May 26, 1998 - November 30, 1998
BCP SECURITIES, INC.
August 22, 1997 - December 31, 1997
GLOBAL ARENA CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/25/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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