KM

Karl A. Mayr

PAR5 CAPITAL & CO
New York, NY 10174
Some features on this profile are disabled
CRD#: 2921831
KM

Professional summary


Karl Anton Mayr, who also goes by Karl A Mayr, is a registered financial professional currently at PAR5 CAPITAL & CO LLC located in New York, New York.

Karl is registered as a RR (Registered Representative) and started their career in finance in 1997. Karl has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Karl A Mayr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Karl Anton Mayr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 11, 2025 - Present

PAR5 CAPITAL & CO LLC

Office #1: 405 Lexington Ave 7th Floor, Suite 711, New York, NY 10174
BD
CRD#: 134657
New York, NY
Past

February 15, 2024 - January 2, 2025

MIDDLEGATE SECURITIES INC.

BD
CRD#: 21544
NEW YORK, NY
Past

July 1, 2021 - March 18, 2024

INSPEREX LLC

BD
CRD#: 101420
New York, NY
Past

February 6, 2018 - July 12, 2021

280 SECURITIES LLC

BD
CRD#: 284939
New York, NY
Past

July 3, 2009 - June 8, 2017

INTL FCSTONE CREDIT TRADING LLC

BD
CRD#: 41025
NEW YORK, NY
Past

April 20, 2006 - December 7, 2007

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

September 8, 1997 - March 31, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(9/11/2025)
RR
Florida
(9/11/2025)
RR
New York
(9/11/2025)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PC
PAR5 CAPITAL & CO LLC
GLOBAL CREDIT PARTNERS, LLC | PAR5 CAPITAL & CO LLC

CRD#: 134657 / SEC#: , 8-66850

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
600 Brickell Avenue Suite 2520, Miami, FL 33131
Mailing Address
600 Brickell Avenue Suite 2520, Miami, FL 33131
Phone number
(786) 638-5650
Established
Delaware since 11/23/2004
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
PAR HOLDINGS, LLCMEMBER
AJMANI, AJIT SINGHPRESIDENT5188424
GEORGE, THOMAS KEITHFINOP5378303
LOUDON, DENNIS EDWARDCEO & COO1146852
REID, LISA N.CHIEF COMPLIANCE OFFICER4915043

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PAR5 CAPITAL & CO LLC

CRD#: 134657New York, NY 10174

TRUST BUT VERIFY

Monitor Karl Mayr

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anita Narendra Srivastava
Anita SrivastavaAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Paramus, NJ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.