GH
Gregory S. Horning
SC&H WEALTH
SPARKS, MD 21152
Some features on this profile are disabled
CRD#: 2921711
GH
Professional summary
Gregory Scott Horning is a registered financial advisor currently at SC&H WEALTH located in Sparks, Maryland.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SC&H GROUP, INC. // NOT INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SC&H GROUP, A TAX, AUDIT, CONSULTING AND INVESTMENT BANKING FIRM, IS THE PARENT COMPANY OF SC&H FINANCIAL ADVISORS, INC. GREG HORNING IS CO-FOUNDER OF THE FIRM AND A DIRECTOR OF SC&H GROUP. SC&H GROUP IS THE EMPLOYER, BENEFITS AND PAYROLL PROVIDER FOR ALL SC&H EMPLOYEES. SC&H GROUP ALSO ORGANIZES AND DIRECTS CERTAIN CORPORATE, SOCIAL, COMMUNITY SERVICE AND TRAINING ACTIVITIES IN WHICH ALL SC&H EMPLOYEES MAY PARTICIPATE. // DIRECTOR SINCE 1991 // HOURS AS NEEDED IN THE NORMAL COURSE OF BUSINESS // DIRECTOR DUTIES INCLUDE THE GENERAL MANAGEMENT AND COORDINATION OF THE FIRM'S BUSINESS ACTIVITIES AND SERVICE ON THE BOARD OF DIRECTORS. 2) CERTIFIED PUBLIC ACCOUNTANT // NOT INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // GREG HORNING PROVIDES TAX PLANNING AND ACCOUNTING SERVICES TO CLIENTS OF BOTH SC&H FINANCIAL ADVISORS, INC. AND SC&H GROUP, INC. // HOURS AS NEEDED IN THE NORMAL COURSE OF BUSINESS, WHICH CAN BE SUBSTANTIAL AROUND TAX FILING DEADLINES AND INCLUDES TIME DURING SECURITIES TRADING HOURS. // DUTIES PRIMARILY INCLUDE PREPARATION AND FILING OF INDIVIDUAL AND INVESTMENT PARTNERSHIP FEDERAL AND STATE INCOME TAX RETURNS, AS WELL AS RELATED TAX PLANNING AND RESEARCH. 3) RIDGEBROOK INVESTORS, LLC // REAL ESTATE INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // REAL ESTATE // SECRETARY // OWNER // SINCE JUNE 15, 2005 // 1 HR/MONTH // 0 HRS DURING TRADING HOURS // NO COMPENSATION; INVESTMENT RETURNS ONLY; GENERAL MANAGEMENT OF INVESTMENTS IN REAL ESTATE (ENTITY OWNS BUILDING THAT HOUSES HEADQUARTERS OF SC&H GROUP, INC.) 4) THE BOYS LATIN SCHOOL OF MARYLAND // NOT INVESTMENT RELATED // 822 W. LAKE AVE.; BALTIMORE, MD 21210 // PRIVATE BOYS SCHOOL K-12 // TRUSTEE // 2005 // 10 HRS/MONTH // 0 HRS DURING TRADING HOURSE // NO COMPENSATION; OVERSIGHT OF FINANCIAL MATTERS FOR THE SCHOOL'S BOARD OF TRUSTEES.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Scott Horning's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2000 - Present
SC&H WEALTH
Office #1: 910 Ridgebrook Road, Sparks, MD 21152RIA
CRD#: 120666
SPARKS, MD
Past
November 16, 2009 - October 18, 2017
TRIAD ADVISORS LLC
BD
CRD#: 25803
SPARKS, MD
Past
November 13, 2008 - November 13, 2009
SC&H CAPITAL CORPORATION
BD
CRD#: 148291
COLUMBIA, MD
Past
March 24, 1999 - November 16, 2009
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
SPARKS, MD
Past
February 2, 1999 - November 16, 2009
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
SPARKS, MD
Past
August 11, 1997 - February 2, 1999
TRUSTED SECURITIES ADVISORS CORP.
BD
CRD#: 24049
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SC&H WEALTH
SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE
CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Maryland
Registered Investment Advisory firm - (3/23/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(6/3/2021)
IAR
Maryland(8/24/2000)
IAR
Pennsylvania(3/13/2024)
IAR
Texas(8/31/2010)
IAR
Virginia(1/29/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 6/2/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Current Firm
SW
SC&H WEALTH
SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE
CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Maryland
Registered Investment Advisory firm - (3/23/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
910 Ridgebrook Road, Sparks, MD 21152-9390
Mailing Address
Phone number
(410) 403-1500
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,057 |
| AUM (Assets Under Management) | $ 1,128,274,401 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 01/02/2024 | ||
| 11/17/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SC&H WEALTH
CRD#: 120666Sparks, MD 21152TRUST BUT VERIFY
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