LB
Laura A. Bourbonnais
FINANCIAL GRAVITY FAMILY OFFICE SERVICES
Raleigh, NC 27615
Some features on this profile are disabled
CRD#: 2921038
LB
Professional summary
Laura Ann Bourbonnais, who also goes by Laura Bourbonnais, Laura Ann Daniels, Laura Ann Osmon, is a registered financial advisor currently at FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC located in Raleigh, North Carolina.
Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Laura has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Bourbonnais | Laura Ann Daniels | Laura Ann Osmon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Real Estate Brokers NorthGroup as a Realtor Dedicating 20 hours a month to help buyers purchase real estate. Located at 9121 Anson Way, Suite 200, Raleigh NC 27587. Trigon Tax & Accounting DBA Bourbonnais Tax Associates as a Managing Member dedicating 140 hours per month to accounting and bookkeeping services. Located at 9121 Anson Way, Suite 200, Raleigh NC 27587. Financial Gravity Enhanced Markets, LLC as an Independent Agent licensed and registered to sell life, accident, and other lines of insurance for Financial Gravity Enhanced Markets, LLC. Therefore, Laura Bourbonnais will be able to purchase insurance products for any client in need of such services and will receive separate, yet typical compensation in the form of commissions for the purchase of insurance products. This creates a conflict of interest because Laura Bourbonnais can recommend products for which he can receive additional compensation, i.e. insurance. In recommending an insurance product, Laura Bourbonnais will always act in the client's best interest under his fiduciary duty. Clients are not obligated to use the Advisor or its representatives for insurance product services. Laura Bourbonnais will spend approximately 5% of his time on insurance-related activities. Located at 2501 Ranch Road 620 S Ste 110, Lakeway TX 78734
CRS (Client Relationship Summary) - RIA
Click below to view Laura Ann Bourbonnais's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2021 - Present
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
Office #1: 9121 Anson Way Suite 204, Raleigh, NC 27615RIA
CRD#: 316024
Raleigh, NC
Past
February 18, 2020 - October 4, 2021
FORTA FINANCIAL GROUP, INC.
RIA
CRD#: 28784
Raliegh, NC
Past
August 16, 2019 - December 26, 2019
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
RIA
CRD#: 144008
Raleigh, NC
Past
November 22, 2017 - August 2, 2018
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
RIA
CRD#: 144008
Raleigh, NC
Past
September 19, 2016 - November 14, 2017
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Raleigh, NC
Past
November 16, 2015 - November 14, 2017
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Raleigh, NC
Past
September 29, 2014 - December 4, 2014
MARKETWISE FINANCIAL LLC
RIA
CRD#: 173270
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FG
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
CRD#: 316024 / SEC#: 801-122258
RIA
Registered Investment Advisory firm - (9/9/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(9/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FG
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
CRD#: 316024 / SEC#: 801-122258
RIA
Registered Investment Advisory firm - (9/9/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2501 Ranch Road 620 S Ste 110, Lakeway, TX 78734
Mailing Address
Phone number
(800) 588-3893
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,745 |
| AUM (Assets Under Management) | $ 467,196,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
CRD#: 316024Raleigh, NC 27615TRUST BUT VERIFY
Monitor Laura Bourbonnais
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
