Vincent Maselli
Professional summary
Vincent Maselli, who also goes by VInny Maselli, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Brewster, New York.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 1997. Vincent has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent Maselli's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 1663 Route 22, Brewster, NY 10509June 6, 2011 - March 22, 2024
THE WINDMILL GROUP, INC.
November 12, 2010 - June 3, 2011
ASSET & FINANCIAL PLANNING, LTD
October 7, 2010 - June 3, 2011
PRIME CAPITAL SERVICES, INC.
August 18, 2008 - October 4, 2010
KEY INVESTMENT SERVICES LLC
November 30, 2006 - June 10, 2008
CHASE INVESTMENT SERVICES CORP.
October 4, 2006 - June 10, 2008
CHASE INVESTMENT SERVICES CORP.
May 20, 2004 - October 4, 2006
BNY INVESTMENT CENTER INC.
July 12, 2001 - October 25, 2002
PRUCO SECURITIES, LLC.
August 15, 1997 - July 16, 2001
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2024)
(4/3/2024)
Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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Company Information
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856Brewster, NY 10509TRUST BUT VERIFY
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