Stuart L. Slack

EVENTIDE ASSET MANAGEMENT

Matthews, NC 28105

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CRD#: 2920127

Professional summary

Stuart L Slack, who also goes by Lans Slack, S L Slack, Stuart Lansden Slack, is a registered financial advisor currently at EVENTIDE ASSET MANAGEMENT, LLC located in Matthews, North Carolina and FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Stuart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Stuart has worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lans Slack | S L Slack | Stuart Lansden Slack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Eventide Asset Management, LLC; Investment Related; Mutual Funds; Venture Capital; Separate Accounts; Boston MA; Start 07/2016; Senior Regional Director; Sales and marketing, 160 hours per month 2) Kentwood Properties LLC/Ogden Milton LLC; Not Investment Related; Passive Real Estate Investment; Rock hill, SC; Start 06/2012; Single Owner; Monthly Rent collection from property managers, 5 hours/month 3) Ogden Miller LLC; Non- Investment Related; Raleigh, NC; Rental Real Estate; Owner; Start Date 9/2021; 5 hours per month, 0 during trading hours; rental income

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart L Slack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2018 - Present

EVENTIDE ASSET MANAGEMENT, LLC

Office #1: 1020 Crews Road, Matthews, NC 28105

RIA

CRD#: 147110

Matthews, NC

Current

November 1, 2021 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

October 11, 2016 - October 29, 2021

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

July 19, 2004 - July 22, 2016

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

July 19, 2004 - July 22, 2016

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

October 31, 1997 - June 28, 2004

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVENTIDE ASSET MANAGEMENT, LLC

CRD#: 147110 / SEC#: 801-69154

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

North Carolina
(1/4/2018)

North Carolina
(11/1/2021)

South Carolina
(11/3/2021)

Tennessee
(2/24/2022)

Virginia
(11/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/25/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/28/1998

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

EVENTIDE ASSET MANAGEMENT, LLC

CRD#: 147110 / SEC#: 801-69154

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

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Contact information

Main Address

One International Place Suite 4210, Boston, MA 02110

Mailing Address

Phone number

(877) 771-3836

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVENTIDE BROCHURE - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 6,430,469,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stuart L. Slack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart L Slack's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

WADDELL & REED

IVY DISTRIBUTORS, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

EVENTIDE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2018

Series 66

Date: 2/25/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/30/1997

Series 4

Date: 5/28/1998

FINRA

Current Firm

EVENTIDE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVENTIDE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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