Lawrence F. Bender
Professional summary
Lawrence Francis Bender JR, who also goes by Ski Bender Jr, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Lexington, Kentucky and TRUIST INVESTMENT SERVICES, INC. located in Lexington, Kentucky.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Lawrence has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Francis Bender JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 200 W Vine St, Lexington, KY 40507February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 200 W Vine St Ste 200, Lexington, KY 40507October 17, 2014 - February 17, 2021
BB&T SECURITIES, LLC
October 17, 2014 - February 17, 2021
BB&T SECURITIES, LLC
June 15, 2007 - October 20, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 15, 2007 - October 20, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 7, 2006 - June 19, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 23, 2002 - June 19, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 30, 2001 - October 1, 2002
UBS FINANCIAL SERVICES INC.
August 14, 2000 - October 1, 2002
UBS FINANCIAL SERVICES INC.
September 24, 1997 - August 14, 2000
J.C. BRADFORD & CO.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2021)
(1/6/2025)
(2/17/2021)
(1/6/2025)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(11/30/2022)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(4/14/2021)
(2/17/2021)
(7/1/2021)
(2/17/2021)
(1/13/2022)
(12/15/2022)
(1/6/2025)
(1/19/2022)
(2/17/2021)
(2/17/2021)
(5/15/2024)
(1/6/2025)
(2/17/2021)
(1/11/2023)
(2/17/2021)
(2/17/2021)
(7/28/2022)
(11/25/2022)
(1/6/2025)
(10/27/2021)
(7/1/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Lexington, KY 40507TRUST BUT VERIFY
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