Jacques J. Fogel

FOGEL INVESTMENT ADVISORY GROUP

FLETCHER, NC

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CRD#: 2918946

Professional summary

Jacques Joseph Fogel is a registered financial advisor currently at FOGEL INVESTMENT ADVISORY GROUP, INC. located in Fletcher, North Carolina.

Jacques is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jacques has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) KEVITT PROPERTIES, LLC, MEMBER. 32 ORANGE STREET, ASHEVILLE NC 28801 2) FOGEL INVESTMENT ADVISORY GROUP; INVESTMENT RELATED; 49 OVERTON PLACE, FLETCHER, NC 28732; RIA; OWNER OF RIA; START DATE APRIL 2006; APPROXIMATELY 200 HOURS PER MONTH DURING TRADING HOURS; RESEARCH DEVELOP INVESTMENT STRATEGIES WITH CLIENTS, MANAGEMENT OF BACK OFFICE.FIXED INSURANCE AND ANNUITY SALES. 3)KEVITT PROPERTIES, LLC; INVESTMENT RELATED; 32 ORANGE STREET, ASHEVILLE, NC 28801; REAL ESTATE INVESTMENT; MEMBER; START DATE 2004; LESS THEN 1 HOUR PER MONTH; 0 DURING TRADING; PARTICIPATE IN MEMBER MEETINGS TO DISCUSS PROPERTY AND TENANT ISSUES, PROVIDE CAPITAL WHEN NECESSARY. 4) FOGEL INVESTMENT ADVISORY GROUP- INSURANCE. NOT INVESTMENT RELATED. 49 OVERTON PLACE, FLETCHER, NC 28732. FIXED ANNUITIES AND FIXED INSURANCE SALES. AGENT. USED AS A GENERAL AGENCY FOR THE PURCHASE OF FIXED ANNUITIES AND/OR LIFE INSURANCE FOR CLIENTS ON A AS NEEDED BASIS. IDENTIFY CLIENT NEED, CONTACT GENERAL AGENCY TO RECEIVE QUOTES AND THEN PRESENT SOLUTION TO CLIENT AND PROCESS SALE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacques Joseph Fogel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2007 - Present

FOGEL INVESTMENT ADVISORY GROUP, INC.

RIA

CRD#: 143770

FLETCHER, NC

Past

April 9, 2007 - November 30, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

FLETCHER, NC

Past

May 1, 2003 - April 4, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ASHVILLE, NC

Past

February 15, 2002 - April 4, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ASHVILLE, NC

Past

September 8, 1998 - February 21, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/25/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/16/2003

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/6/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/1998

General Securities Representative Examination

Current Firm

FOGEL INVESTMENT ADVISORY GROUP, INC.

FOGEL INVESTMENT ADVISORY GROUP | FOGEL INVESTMENT ADVISORY GROUP, INC.

CRD#: 143770 / SEC#:

North Carolina

Registered Investment Advisory firm - (5/25/2007 Approved)

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Contact information

Main Address

Fletcher, NC

Mailing Address

Phone number

(828) 768-5225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 46,444,819

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacques J. Fogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacques Joseph Fogel's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/16/2003

Series 65

Date: 10/6/1998

Series 63

Date: 10/9/1997

SIE

Date: 11/30/2017

Series 7

Date: 9/4/1998

Current Firm

FOGEL INVESTMENT ADVISORY GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOGEL INVESTMENT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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