Angelo C. Neri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angelo Carmine Neri was a registered financial professional .
Angelo is a previously registered financial professional and started their career in finance in 1997. Angelo had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2004 - December 23, 2019
GROVE POINT INVESTMENTS, LLC
April 1, 2004 - December 23, 2019
GROVE POINT INVESTMENTS, LLC
July 8, 2000 - April 2, 2004
OSAIC FS, INC.
January 4, 2000 - March 3, 2003
POLARIS ADVISORY SERVICES INC
August 31, 1999 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
November 5, 1997 - September 1, 1999
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
