Daniel L. Flynn
Professional summary
Daniel Louis Flynn is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York and GRIFFIN CAPITAL SECURITIES, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Louis Flynn's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2021 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701July 31, 2023 - Present
GRIFFIN CAPITAL SECURITIES, LLC
Office #1: 9 West 57th Street, New York, NY 10019-2701September 3, 2013 - December 15, 2021
BARINGS SECURITIES LLC
April 17, 2009 - August 22, 2011
EATON VANCE MANAGEMENT
May 21, 2004 - August 22, 2011
EATON VANCE DISTRIBUTORS, INC.
February 13, 2003 - May 25, 2004
AMUNDI DISTRIBUTOR US, INC.
July 9, 1998 - March 7, 2003
FIDELITY DISTRIBUTORS COMPANY LLC
October 8, 1997 - June 4, 1998
ESSEX CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GRIFFIN CAPITAL SECURITIES, LLC
CRD#: 37739 / SEC#: , 8-47891
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
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