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BM

Brad A. Manuilow

SEAPORT GLOBAL SECURITIES LLC
Larkspur , CA 94939
Some features on this profile are disabled
CRD#: 2918230
BM

Professional summary

Brad Andrew Manuilow, who also goes by Brad Manuilow, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in Larkspur , California.

Brad is registered as a RR (Registered Representative) and started their career in finance in 1997. Brad has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 86, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brad Manuilow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brad Andrew Manuilow's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2019 - Present

SEAPORT GLOBAL SECURITIES LLC

Office #1: 900 Larkspur Landing Circle Suite 100, Larkspur , CA 94939
BD
CRD#: 116270
Larkspur , CA
Past

April 10, 2013 - June 20, 2019

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
SAN FRANCISCO, CA
Past

July 2, 2012 - April 8, 2013

VIRTU AMERICAS LLC

BD
CRD#: 149823
SAN FRANCISCO, CA
Past

January 19, 2010 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
SAN FRANCISCO, CA
Past

April 1, 2008 - September 1, 2008

NEWEDGE FINANCIAL INC.

BD
CRD#: 27322
NEW YORK, NY
Past

April 1, 2008 - January 28, 2010

NEWEDGE USA, LLC

BD
CRD#: 36118
SAN FRANCISCO, CA
Past

October 12, 2006 - March 13, 2008

BROADPOINT AMTECH, INC.

BD
CRD#: 121456
SAN FRANCISCO, CA
Past

August 23, 1999 - May 2, 2000

THOMAS WEISEL PARTNERS LLC

BD
CRD#: 46237
SAN FRANCISCO, CA
Past

August 26, 1997 - July 30, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/3/2019)
RR
Alaska
(7/3/2019)
RR
Arizona
(7/3/2019)
RR
Arkansas
(7/3/2019)
RR
California
(7/3/2019)
RR
Colorado
(7/3/2019)
RR
Connecticut
(7/3/2019)
RR
Delaware
(7/3/2019)
RR
District of Columbia
(7/3/2019)
RR
Florida
(7/3/2019)
RR
Georgia
(7/3/2019)
RR
Hawaii
(7/3/2019)
RR
Idaho
(7/3/2019)
RR
Illinois
(7/3/2019)
RR
Indiana
(7/3/2019)
RR
Iowa
(7/3/2019)
RR
Kansas
(7/3/2019)
RR
Kentucky
(7/3/2019)
RR
Louisiana
(7/3/2019)
RR
Maine
(7/3/2019)
RR
Maryland
(7/3/2019)
RR
Massachusetts
(7/3/2019)
RR
Michigan
(7/3/2019)
RR
Minnesota
(7/3/2019)
RR
Mississippi
(7/3/2019)
RR
Missouri
(7/3/2019)
RR
Montana
(7/3/2019)
RR
Nebraska
(7/3/2019)
RR
Nevada
(7/3/2019)
RR
New Hampshire
(7/3/2019)
RR
New Jersey
(7/3/2019)
RR
New Mexico
(7/3/2019)
RR
New York
(7/3/2019)
RR
North Carolina
(7/3/2019)
RR
North Dakota
(7/3/2019)
RR
Ohio
(7/3/2019)
RR
Oklahoma
(7/3/2019)
RR
Oregon
(7/3/2019)
RR
Pennsylvania
(7/3/2019)
RR
Rhode Island
(7/3/2019)
RR
South Carolina
(7/3/2019)
RR
South Dakota
(7/3/2019)
RR
Tennessee
(7/3/2019)
RR
Texas
(7/3/2019)
RR
Utah
(7/3/2019)
RR
Vermont
(7/3/2019)
RR
Virginia
(7/3/2019)
RR
Washington
(7/3/2019)
RR
West Virginia
(7/3/2019)
RR
Wisconsin
(7/3/2019)
RR
Wyoming
(7/3/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 9/20/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 11/7/2006
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 10/19/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 10/11/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SG
SEAPORT GLOBAL SECURITIES LLC
GLOBAL HUNTER SECURITIES | THE SEAPORT GROUP | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC | SEA PORT GROUP SECURITIES LLC

CRD#: 116270 / SEC#: , 8-53535

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
360 Madison Ave 22nd Floor, New York, NY 10017
Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017
Phone number
(212) 616-7700
Established
Delaware since 05/04/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS LLCPARENT COMPANY
MEAGHER, MICHAEL JEFFERSONCEO1755168
MEYER, MICHAEL JOHNFIXED INCOME TRADING SUPERVISOR1746788
SMITH, STEPHEN CORCORANTREASURER1248750
WITTHAUT, MARKUS CLEMENSFINOP/CCO/CFO/PFO4480831

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270Larkspur , CA 94939

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