Christopher D. Tanaka
Professional summary
Christopher Davis Tanaka is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Davis Tanaka's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2013 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095November 26, 2007 - October 11, 2012
DWS DISTRIBUTORS, INC.
June 6, 2000 - October 31, 2007
ADP BROKER-DEALER, INC.
June 9, 1998 - May 31, 2000
MUTUAL OF AMERICA SECURITIES LLC
June 9, 1998 - May 31, 2000
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 12, 1998 - May 15, 1998
AMERICAN FIDELITY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2014)
(6/18/2013)
(1/7/2020)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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