Shirley A. Prada
Professional summary
Shirley Audrey Prada, who also goes by Shirley O'reilly, Shirley Prada, Shirley Audrey Prada-o'reilly, Shirley Prada-o'reilly, is a registered financial professional currently at LUMENT SECURITIES, LLC located in New York, New York.
Shirley is registered as a RR (Registered Representative) and started their career in finance in 2000. Shirley has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shirley Audrey Prada's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2020 - Present
LUMENT SECURITIES, LLC
Office #1: 230 Park Avenue 19th Floor, New York, NY 10169March 1, 2017 - April 23, 2018
HUNT FINANCIAL SECURITIES
May 11, 2009 - March 3, 2016
JEFFERIES LLC
November 29, 2000 - March 16, 2009
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2024)
(2/11/2020)
Exams
FINRA
Current Firm
LUMENT SECURITIES, LLC
CRD#: 14840 / SEC#: , 8-31175
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | SHAREHOLDER | |
| CROFT, JAMES FRANCIS | CHAIRMAN, BOARD OF MANAGERS | 2148025 |
| KIRKWOOD, ROBERT THOMAS | CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS | 6025468 |
| MAINELLI, KEVIN JOSEPH | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | 1751991 |
| SMITH, MARY AGNES | CHIEF FINANCIAL OFFICER AND FINOP | 2498307 |
Red Flags
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