Jason A. Dominicak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Alan Dominicak was a registered financial advisor .
Jason is a previously registered financial advisor and started their career in finance in 1997. Jason had worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2003 - November 9, 2004
FORTA FINANCIAL GROUP, INC.
February 5, 2003 - November 9, 2004
FORTA FINANCIAL GROUP, INC.
September 25, 2000 - February 7, 2003
CITIGROUP GLOBAL MARKETS INC.
September 13, 2000 - February 7, 2003
CITIGROUP GLOBAL MARKETS INC.
December 3, 1998 - September 11, 2000
PRUDENTIAL EQUITY GROUP, LLC
September 24, 1997 - December 4, 1998
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTA FINANCIAL GROUP, INC.
CRD#: 28784 / SEC#: 801-113100, 8-43930
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
