Allen C. Gahl
Professional summary
Allen Christopher Gahl, who also goes by Al Gahl, Allen C Gahl, is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota.
Allen is registered as a RR (Registered Representative) and started their career in finance in 1997. Allen has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allen Christopher Gahl's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2009 - Present
CRAIG-HALLUM CAPITAL GROUP LLC
Office #1: 323 N Washington Ave Suite 300, Minneapolis, MN 55401February 29, 2008 - November 21, 2008
RBC CAPITAL MARKETS, LLC
October 29, 2004 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
November 6, 2000 - November 2, 2004
RBC CAPITAL MARKETS, LLC
March 9, 1999 - November 10, 2000
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
July 18, 1997 - January 4, 1999
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2009)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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