Richard F. Amsberry

BV SECURITIES

Dallas, TX 75243

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CRD#: 2917504

Professional summary

Richard Francis Amsberry, who also goes by Richard F Amsberry, Rick F Amsberry, is a registered financial professional currently at BV SECURITIES, LLC located in Dallas, Texas and MONTICELLO FINANCIAL GROUP, LLC located in Mt. Pleasant, Texas.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1997. Richard has worked at 39 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 28 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard F Amsberry | Rick F Amsberry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Francis Amsberry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2019 - Present

BV SECURITIES, LLC

Office #1: 8390 Lbj Freeway, Suite 565, Dallas, TX 75243

CRD#: 103800

Dallas, TX

Current

August 26, 2020 - Present

MONTICELLO FINANCIAL GROUP, LLC

Office #1: 107 East Eleventh Streeet, Mt. Pleasant, TX 75455

CRD#: 300926

Mt. Pleasant, TX

Current

January 24, 2023 - Present

SCALEVIEW SECURITIES LLC

Office #1: 3755 S. Capital Of Texas Hwy., Suite No. 105, Austin, TX 78704

CRD#: 318523

AUSTIN, TX

Current

May 5, 2023 - Present

PENROD FINANCIAL GROUP

Office #1: 574 State Highway 248 Suite 5, Branson, MO 65616

CRD#: 22785

BRANSON, MO

Current

October 8, 2024 - Present

STEWARD SECURITIES GROUP LLC

Office #1: 32 Gannet Dr, Commack, NY 11725

CRD#: 168098

COMMACK, NY

Current

February 20, 2025 - Present

HMP CAPITAL, LLC

Office #1: 1211 W. 22nd Street, Oak Brook, IL 60523

CRD#: 325528

OAK BROOK, IL

Past

October 6, 2021 - July 23, 2024

WILLIAM K. WOODRUFF & CO., LLC

CRD#: 313177

DALLAS, TX

Past

December 9, 2020 - April 12, 2022

THE GROWTH STAGE INC.

CRD#: 306193

DALLAS, TX

Past

July 27, 2020 - February 23, 2021

FIRST RESEARCH FINANCIAL

CRD#: 27915

DALLAS, TX

Past

February 21, 2020 - June 30, 2023

CHAPWOOD SECURITIES, INC.

CRD#: 154376

PLANO, TX

Past

December 24, 2019 - August 7, 2020

PARK WALK CAPITAL MARKETS, LLC

CRD#: 304551

AUSTIN, TX

Past

November 1, 2018 - September 27, 2019

PURITAN BROKERAGE SERVICES, INC.

CRD#: 144445

PLANO, TX

Past

February 22, 2017 - June 9, 2017

GREENTREE BROKERAGE SERVICES, INC.

CRD#: 45316

PHILADELPHIA, PA

Past

October 14, 2014 - December 12, 2017

GREENVILLE SECURITIES, LLC

CRD#: 170422

DALLAS, TX

Past

December 11, 2013 - October 6, 2017

FRIEDMAN, LUZZATTO & CO.

CRD#: 19169

DALLAS, TX

Past

February 12, 2013 - August 28, 2018

LARADORBECKER SECURITIES CORPORATION

CRD#: 104440

THE WOODLANDS, TX

Past

November 5, 2012 - September 21, 2016

SOUTHWESTERN CAPITAL MARKETS, INC.

CRD#: 15011

SAN ANTONIO, TX

Past

July 19, 2012 - September 26, 2012

PRESTON SECURITIES, LLC

CRD#: 155577

DALLAS, TX

Past

June 19, 2012 - October 2, 2015

PTX SECURITIES, LLC

CRD#: 7735

PLANO, TX

Past

June 6, 2011 - August 10, 2011

BOURNEHILL INVESTMENT SERVICES, INC.

CRD#: 104003

ARLINGTON, TX

Past

April 28, 2011 - December 20, 2013

VERT SECURITIES, LLC

CRD#: 153270

HOUSTON, TX

Past

February 23, 2010 - March 15, 2010

CULLUM & BURKS SECURITIES, INC.

CRD#: 46600

DALLAS, TX

Past

August 20, 2009 - February 26, 2010

KIOUS AND COMPANY, INCORPORATED

CRD#: 7065

ALBUQUERQUE, NM

Past

September 24, 2008 - May 9, 2011

DCMB SECURITIES LLC

CRD#: 146578

HOUSTON, TX

Past

February 20, 2008 - April 16, 2012

CHOICE INVESTMENTS, INC.

CRD#: 17665

AUSTIN, TX

Past

January 18, 2008 - July 23, 2010

RMC CAPITAL MARKETS GROUP, INC

CRD#: 139643

DALLAS, TX

Past

May 22, 2007 - December 31, 2015

CHALLENGER CAPITAL GROUP, LTD.

CRD#: 131992

LANCASTER, TX

Past

February 28, 2007 - July 2, 2021

TITAN SECURITIES

CRD#: 131392

PLANO, TX

Past

January 24, 2007 - December 15, 2010

EMERALD VENTURES, LLC

CRD#: 141966

SAN ANTONIO, TX

Past

January 3, 2007 - February 20, 2007

QUOIN CAPITAL LLC

CRD#: 136160

WAYNE, PA

Past

May 4, 2006 - March 19, 2007

ORCHARD SECURITIES, LLC

CRD#: 133378

PLEASANT GROVE, UT

Past

March 29, 2006 - July 31, 2006

TEXCO SECURITIES, INC.

CRD#: 137478

PLANO, TX

Past

May 11, 2005 - November 17, 2022

THE FIG GROUP, LLC

CRD#: 133558

DALLAS, TX

Past

November 9, 2004 - May 12, 2005

M & W FINANCIAL INC.

CRD#: 131743

SOUTHLAKE, TX

Past

June 17, 2004 - August 26, 2024

CNS SECURITIES, LLC

CRD#: 130029

SHERMAN, TX

Past

June 14, 2004 - November 28, 2007

P. A. N. SECURITIES, LP

CRD#: 104823

NORWALK, CT

Past

June 8, 2001 - October 4, 2005

NFI NETWORK, LLC

CRD#: 104447

PITTSBURGH, PA

Past

August 10, 2000 - December 31, 2003

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

October 13, 1997 - January 4, 2000

PREMIER CAPITAL MANAGEMENT, INC.

CRD#: 41332

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 1/2/2023

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 27

Date: 10/2/1997

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

HMP CAPITAL, LLC

HARNEY CAPITAL, LLC | HMP CAPITAL, LLC

CRD#: 325528 / SEC#: , 8-71088

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1211 W. 22nd Street, Oak Brook, IL 60523

Mailing Address

1211 W. 22nd Street, Oak Brook, IL 60523

Phone number

(847) 691-2587

Established

Delaware since 02/17/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HMP CAPITAL HOLDINGS, LLC	MEMBER
AMSBERRY, RICHARD FRANCIS	FINOP/PPO/PFO	2917504
KEANE, JAMES G.	MANAGER	7722981
WELCHKO, ERIC MICHAEL	PRESIDENT/MANAGER/CCO	6100005

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard F. Amsberry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Francis Amsberry's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTICELLO FINANCIAL GROUP, LLC

SCALEVIEW SECURITIES LLC

PENROD FINANCIAL GROUP

STEWARD SECURITIES GROUP LLC

HMP CAPITAL, LLC

WILLIAM K. WOODRUFF & CO., LLC

THE GROWTH STAGE INC.

FIRST RESEARCH FINANCIAL

CHAPWOOD SECURITIES, INC.

PARK WALK CAPITAL MARKETS, LLC

PURITAN BROKERAGE SERVICES, INC.

GREENTREE BROKERAGE SERVICES, INC.

GREENVILLE SECURITIES, LLC

FRIEDMAN, LUZZATTO & CO.

LARADORBECKER SECURITIES CORPORATION

SOUTHWESTERN CAPITAL MARKETS, INC.

PRESTON SECURITIES, LLC

PTX SECURITIES, LLC

BOURNEHILL INVESTMENT SERVICES, INC.

VERT SECURITIES, LLC

CULLUM & BURKS SECURITIES, INC.

KIOUS AND COMPANY, INCORPORATED

DCMB SECURITIES LLC

CHOICE INVESTMENTS, INC.

RMC CAPITAL MARKETS GROUP, INC

CHALLENGER CAPITAL GROUP, LTD.

TITAN SECURITIES

EMERALD VENTURES, LLC

QUOIN CAPITAL LLC

ORCHARD SECURITIES, LLC

TEXCO SECURITIES, INC.

THE FIG GROUP, LLC

M & W FINANCIAL INC.

CNS SECURITIES, LLC

P. A. N. SECURITIES, LP

NFI NETWORK, LLC

1ST GLOBAL CAPITAL CORP.

PREMIER CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2000

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2000

Series 28

Date: 1/2/2023

Series 27

Date: 10/2/1997

FINRA

Current Firm

HMP CAPITAL, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HMP CAPITAL, LLC

TRUST BUT VERIFY

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