BP
Brett W. Pacific
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
Wellesley Hills, MA 02481
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CRD#: 2917018
BP
Professional summary
Brett William Pacific is a registered financial professional currently at SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC located in Wellesley Hills, Massachusetts.
Brett is registered as a RR (Registered Representative) and started their career in finance in 2000. Brett has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brett William Pacific's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2018 - Present
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
Office #1: 96 Worcester Street, Wellesley Hills, MA 02481BD
CRD#: 170062
Wellesley Hills, MA
Past
June 16, 2005 - March 15, 2018
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
December 2, 2003 - September 8, 2004
HULLS FARM CAPITAL LLC
RIA
CRD#: 126416
WESTPORT, CT
Past
October 23, 2000 - July 17, 2003
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/27/2023)
RR
Alaska(2/27/2023)
RR
Arizona(2/27/2023)
RR
Arkansas(2/27/2023)
RR
California(2/27/2023)
RR
Colorado(2/27/2023)
RR
Connecticut(2/27/2023)
RR
Delaware(2/27/2023)
RR
District of Columbia(2/27/2023)
RR
Florida(2/27/2023)
RR
Georgia(2/27/2023)
RR
Hawaii(2/27/2023)
RR
Idaho(2/27/2023)
RR
Illinois(4/16/2018)
RR
Indiana(2/27/2023)
RR
Iowa(2/27/2023)
RR
Kansas(2/27/2023)
RR
Kentucky(2/27/2023)
RR
Louisiana(2/27/2023)
RR
Maine(2/27/2023)
RR
Maryland(2/27/2023)
RR
Massachusetts(4/16/2018)
RR
Michigan(2/27/2023)
RR
Minnesota(2/27/2023)
RR
Mississippi(2/27/2023)
RR
Missouri(2/27/2023)
RR
Montana(2/27/2023)
RR
Nebraska(2/27/2023)
RR
Nevada(2/27/2023)
RR
New Hampshire(2/27/2023)
RR
New Jersey(2/27/2023)
RR
New Mexico(2/27/2023)
RR
New York(4/16/2018)
RR
North Carolina(2/27/2023)
RR
North Dakota(2/27/2023)
RR
Ohio(2/27/2023)
RR
Oklahoma(2/27/2023)
RR
Oregon(2/27/2023)
RR
Pennsylvania(2/27/2023)
RR
Rhode Island(2/27/2023)
RR
South Carolina(2/27/2023)
RR
South Dakota(2/27/2023)
RR
Tennessee(2/27/2023)
RR
Texas(2/27/2023)
RR
Utah(2/27/2023)
RR
Vermont(2/27/2023)
RR
Virgin Islands(2/27/2023)
RR
Virginia(2/27/2023)
RR
Washington(2/27/2023)
RR
West Virginia(2/27/2023)
RR
Wisconsin(2/27/2023)
RR
Wyoming(2/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SL
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
BKUS CAPITAL LLC | SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC | REALFUND CAPITAL LLC | EDGEMOOR PARTNERS LLC
CRD#: 170062 / SEC#: , 8-69407
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
96 Worcester Street, Wellesley Hills, MA 02481
Mailing Address
96 Worcester Street, Wellesley Hills, MA 02481
Phone number
(774) 217-3429
Established
Delaware since 10/11/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
CRD#: 170062Wellesley Hills, MA 02481TRUST BUT VERIFY
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