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MM

Matthew W. Markiewicz

ALPS DISTRIBUTORS
Port Chester, NY 10573
Some features on this profile are disabled
CRD#: 2916905
MM

Professional summary

Matthew W Markiewicz, who also goes by Matt Markiewicz, Matthew William Markiewicz, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Port Chester, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matt Markiewicz | Matthew William Markiewicz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew W Markiewicz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 20, 2025 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 181 Westchester Avenue Suite 402, Port Chester, NY 10573
BD
CRD#: 16853
Port Chester, NY
Past

February 5, 2018 - February 2, 2021

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY
Past

January 3, 2012 - May 12, 2015

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
SAN FRANCISCO, CA
Past

April 7, 2009 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

BD
CRD#: 146183
SAN FRANCISCO, CA
Past

March 11, 2002 - October 1, 2007

VAN DER MOOLEN SPECIALISTS USA, LLC

BD
CRD#: 32034
NEW YORK, NY
Past

March 17, 1999 - September 17, 2001

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

April 27, 1998 - October 8, 1998

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

April 27, 1998 - October 8, 1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/17/2025)
RR
Alaska
(10/20/2025)
RR
Arizona
(8/22/2025)
RR
Arkansas
(10/21/2025)
RR
California
(10/17/2025)
RR
Colorado
(8/21/2025)
RR
Connecticut
(8/21/2025)
RR
Delaware
(10/17/2025)
RR
District of Columbia
(8/22/2025)
RR
Florida
(8/21/2025)
RR
Georgia
(10/17/2025)
RR
Hawaii
(10/17/2025)
RR
Idaho
(8/21/2025)
RR
Illinois
(10/23/2025)
RR
Indiana
(10/23/2025)
RR
Iowa
(10/20/2025)
RR
Kansas
(10/21/2025)
RR
Kentucky
(10/17/2025)
RR
Louisiana
(8/21/2025)
RR
Maine
(10/17/2025)
RR
Maryland
(8/26/2025)
RR
Massachusetts
(10/17/2025)
RR
Michigan
(10/20/2025)
RR
Minnesota
(10/17/2025)
RR
Mississippi
(10/20/2025)
RR
Missouri
(10/20/2025)
RR
Montana
(10/21/2025)
RR
Nebraska
(10/17/2025)
RR
Nevada
(10/17/2025)
RR
New Hampshire
(10/21/2025)
RR
New Jersey
(10/17/2025)
RR
New Mexico
(10/17/2025)
RR
New York
(10/17/2025)
RR
North Carolina
(10/21/2025)
RR
North Dakota
(10/20/2025)
RR
Ohio
(10/17/2025)
RR
Oklahoma
(10/20/2025)
RR
Oregon
(10/20/2025)
RR
Pennsylvania
(10/17/2025)
RR
Rhode Island
(10/17/2025)
RR
South Carolina
(10/27/2025)
RR
South Dakota
(10/17/2025)
RR
Tennessee
(10/17/2025)
RR
Texas
(10/20/2025)
RR
Utah
(10/17/2025)
RR
Vermont
(10/17/2025)
RR
Virginia
(10/17/2025)
RR
Washington
(10/17/2025)
RR
West Virginia
(10/28/2025)
RR
Wisconsin
(10/20/2025)
RR
Wyoming
(10/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/16/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/29/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/24/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AD
ALPS DISTRIBUTORS, INC.
ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1290 Broadway Suite 1000, Denver, CO 80203
Mailing Address
1290 Broadway Suite 1000, Denver, CO 80203
Phone number
(303) 623-2577
Established
Colorado since 07/01/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALPS HOLDINGS, INC.PARENT
KYLLO, STEPHEN JOHNSVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER3204474
NECKEL, TARA JILLVP, DEPUTY CHIEF COMPLIANCE OFFICER4051739
PARSONS, ERIC TFINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER5215115

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPS DISTRIBUTORS, INC.

CRD#: 16853Port Chester, NY 10573

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