Todd L. Campbell

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CRD#: 2916895

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Leon Campbell, CFP® was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 2000. Todd had worked at 7 firms and has passed the Series 63, Series 65, Series 31, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Past

June 4, 2021 - November 18, 2021

MARINER WEALTH

RIA

CRD#: 140195

Atlanta, GA

Past

February 29, 2012 - July 28, 2016

HERNDON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113538

ATLANTA, GA

Past

February 9, 2012 - August 21, 2012

JACKSON SECURITIES LLC

CRD#: 19897

ATLANTA, GA

Past

November 22, 2005 - April 15, 2011

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

November 16, 2005 - April 15, 2011

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

June 11, 2004 - December 3, 2004

CREATIVE FINANCIAL GROUP LTD

RIA

CRD#: 105617

ATLANTA, GA

Past

February 27, 2004 - March 30, 2004

NEOVEST TRADING

CRD#: 39798

NEW YORK, NY

Past

May 12, 2003 - July 31, 2003

FARNSLEY WEALTH MANAGEMENT, LLC

RIA

CRD#: 125538

ATLANTA, GA

Past

July 31, 2000 - April 4, 2002

NEOVEST TRADING

CRD#: 39798

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER WEALTH

CRD#: 140195 / SEC#: 801-66632

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/4/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/27/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 31

Date: 9/10/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/28/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/7/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 12/22/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2000

General Securities Principal Examination

Current Firm

MARINER WEALTH

CRD#: 140195 / SEC#: 801-66632

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

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Contact information

Main Address

5700 W. 112th Street Suite 500, Overland Park, KS 66211

Mailing Address

Phone number

(913) 904-5700

Established

Firm type

Fiscal year end

# of Employees

1,503

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARINER ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	155,767
AUM (Assets Under Management)	$ 98,603,233,201

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
11/19/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Todd L. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HERNDON CAPITAL MANAGEMENT, LLC

JACKSON SECURITIES LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

CREATIVE FINANCIAL GROUP LTD

NEOVEST TRADING

FARNSLEY WEALTH MANAGEMENT, LLC

NEOVEST TRADING

Primary Firm SEC Registration

MARINER WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 8/4/2000

Series 65

Date: 6/27/1997

Series 31

Date: 9/10/2007

Series 7

Date: 7/28/2000

Series 4

Date: 7/7/2009

Series 53

Date: 12/22/2005

Series 24

Date: 9/1/2000

Current Firm

MARINER WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARINER WEALTH

TRUST BUT VERIFY

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