Robert E. Muto
Professional summary
Robert Eugene Muto, who also goes by Bob Eugene Muto, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Clayton, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Eugene Muto's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2024 - Present
THE O.N. EQUITY SALES COMPANY
May 9, 2008 - March 26, 2010
ON INVESTMENT MANAGEMENT CO
May 9, 2008 - March 1, 2024
THE O.N. EQUITY SALES COMPANY
December 9, 2004 - December 31, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 9, 2004 - December 31, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 19, 2004 - November 11, 2004
USALLIANZ SECURITIES, INC.
July 12, 2004 - November 11, 2004
USALLIANZ SECURITIES, INC.
February 5, 2003 - July 9, 2004
CETERA WEALTH SERVICES, LLC
August 28, 1997 - December 20, 2002
QUEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2024)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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