John P. Vincent
Professional summary
John Philip Vincent, who also goes by John Philip VIncent, Jp Vincent, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Atlanta, Georgia.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 8 firms and has passed the Series 63, Series 65, Series 57TO, Series 99TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Philip Vincent's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 3340 Peachtree Road Suite 1880, Atlanta, GA 30305August 25, 2021 - December 12, 2023
COWEN AND COMPANY
August 14, 2017 - February 10, 2022
COWEN PRIME SERVICES LLC
July 24, 2014 - December 31, 2017
COWEN EXECUTION SERVICES LLC
August 2, 2006 - September 2, 2014
CONVERGEX PRIME SERVICES LLC
September 5, 2005 - June 27, 2006
TETON INVESTMENT PARTNERS, LLC
August 15, 2003 - September 1, 2005
AVIOR CAPITAL, LLC
November 21, 2002 - August 15, 2003
NEOVEST TRADING
November 7, 2001 - November 15, 2002
AVIOR CAPITAL, LLC
March 19, 1998 - April 20, 2000
NEOVEST TRADING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(1/3/2024)
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(1/10/2024)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 10/12/2007
Limited Representative-Equity Trader ExamCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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