Charles F. Reiling

TRADE-PMR

CLEARWATER, FL 33762

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CRD#: 2916761

Professional summary

Charles Francis Reiling III, who also goes by Charles F (iii) Reiling, Charles Francis Reiling III, Charles Francis Reiling, Chaz Reiling, is a registered financial professional currently at TRADE-PMR INC. located in Clearwater, Florida.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1997. Charles has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 4, Series 27 and Series 24 exams.

Question & Answer

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Aliases

Charles F (iii) Reiling | Charles Francis Reiling Iii | Charles Francis Reiling | Chaz Reiling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) MR. REILING SERVES AS PRESIDENT OF SEVERAL OF THE FOLLOWING FIRM AFFILIATES: ORANGE STREET HOLDINGS, COASTAL INVESTMENT ADVISORS, COASTAL RISK ADVISORS, & COASTAL EQUITIES INSURANCE AGENCY. HE ALSO SERVES AS OSH'S REPRESENTATIVE TO AFFILIATE COASTAL INSURANCE CONSULTING. MR. REILING DEVOTES ALL OF HIS PROFESSIONAL TIME, DURING MARKET HOURS, TO THE AFOREMENTIONED BUSINESSES. (2) MR. REILING, AS SOLE PROPRIETOR WHEN CALLED WILL SERVE AS AN EXPERT WITNESS FOR INDUSTRY RELATED EMPLOYER-EMPLOYER ARBITRATION; COMPENSATION: $200/HR 4-5 HRS/WEEKLY WHEN SERVING FEW DAYS OUT OF OFFICE. (3) 230 40TH STREET SIC, LLC; OWNER OF PROPERTY; RENTAL INCOME; 15 HOURS PER WEEK NONE DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Francis Reiling III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2023 - Present

TRADE-PMR INC.

Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762

CRD#: 46350

CLEARWATER, FL

Past

May 30, 2011 - February 27, 2023

REALTA EQUITIES, INC.

CRD#: 23769

WILMINGTON, DE

Past

February 2, 2011 - February 27, 2023

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

WILMINGTON, DE

Past

January 2, 2003 - January 2, 2004

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

BALTIMORE, MD

Past

May 26, 2000 - January 2, 2004

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

January 10, 2000 - May 26, 2000

CRESTAR SECURITIES CORPORATION

CRD#: 17464

RICHMOND, VA

Past

September 3, 1999 - December 21, 1999

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

February 3, 1999 - September 2, 1999

RIGGS SECURITIES INC.

CRD#: 46202

WASHINGTON, DC

Past

August 8, 1997 - November 19, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/21/2023)

New Jersey
(5/5/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2011

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/5/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 5/28/2024

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 3/15/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/18/2014

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 6/11/2013

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRADE-PMR INC.

CRD#: 46350 / SEC#: , 8-51390

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

13945 Evergreen Avenue, Clearwater, FL 33762

Mailing Address

P.o. Box 358230, Gainesville, FL 32635-8230

Phone number

(352) 332-8723

Established

Florida since 10/30/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GATOR MERGER SUB II, LLC	SHAREHOLDER
BALDWIN, ROBB WALLER	PRESIDENT & CHIEF EXECUTIVE OFFICER	1409477
DILBONE, ROBERT POTTER JR	CHIEF REVENUE OFFICER	5893751
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL	3103432
LEGACY, ELIZABETH	CHIEF COMPLIANCE OFFICER	4368139
QUIRK, STEVEN MARK	DIRECTOR	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	DIRECTOR	7339479
VICTORIA, RICHARD SCOTT	CHIEF OPERATING OFFICER	5371275

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles F. Reiling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Francis Reiling III's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

REALTA INVESTMENT ADVISORS, INC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

CRESTAR SECURITIES CORPORATION

LEGG MASON WOOD WALKER, INCORPORATED

RIGGS SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2011

Series 65

Date: 9/5/1997

Series 63

Date: 8/22/1997

Series 52TO

Date: 5/28/2024

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 3/15/2021

SIE

Date: 10/1/2018

Series 7

Date: 5/27/2011

Series 4

Date: 11/18/2014

Series 27

Date: 6/11/2013

Series 24

Date: 3/5/2012

FINRA

Current Firm

TRADE-PMR INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADE-PMR INC.

TRUST BUT VERIFY

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