David Koifman

CETERA INVESTMENT ADVISERS LLC

BOCA RATON, FL

Some features on this profile are disabled

CRD#: 2916581

Professional summary

David Koifman, who also goes by David R Koifman, David Rakhmil Koifman, David R Kolfman, David Kolfman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Boca Raton, Florida and CETERA ADVISORS LLC located in Boca Raton, Florida.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 21 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David R Koifman | David Rakhmil Koifman | David R Kolfman | David Kolfman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: ECO-TAX, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE:10/2018, POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE, APX NUMBER OF HOURS PER WEEK 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SUPPORT FOR BACK OFFICE TASKS, PRIMARILY DURING TAX SEASON; 2) NAME OF OTHER BUSINESS: PDMK, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE:10/2018, POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC SET UP FOR TAX PURPOSES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Koifman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BOCA RATON, FL

Current

July 15, 2022 - Present

CETERA ADVISORS LLC

Office #1: 7723 Solimar Circle, Boca Raton, FL 33433

CRD#: 10299

BOCA RATON, FL

Past

July 18, 2022 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

BOCA RATON, FL

Past

July 15, 2022 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

September 28, 2021 - July 15, 2022

FINALIS SECURITIES LLC

CRD#: 305908

NEW YORK, NY

Past

March 17, 2021 - October 1, 2021

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BOCA RATON, FL

Past

January 9, 2019 - October 1, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BOCA RATON, FL

Past

April 14, 2017 - May 20, 2021

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

BOCA RATON, FL

Past

April 11, 2017 - December 3, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

BOCA RATON, FL

Past

April 11, 2017 - October 1, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BOCA RATON, FL

Past

March 16, 2016 - March 27, 2017

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

BOCA RATON, FL

Past

February 24, 2016 - March 27, 2017

INVESTACORP, INC.

CRD#: 7684

BOCA RATON, FL

Past

February 19, 2015 - October 16, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOCA RATON, FL

Past

February 18, 2015 - October 16, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOCA RATON, FL

Past

January 16, 2014 - January 12, 2015

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

BOCA RATON, FL

Past

October 29, 2013 - January 12, 2015

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

BOCA RATON, FL

Past

September 18, 2012 - August 14, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOCA RATON, FL

Past

June 2, 2011 - May 4, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOCA RATON, FL

Past

March 22, 2010 - April 29, 2011

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

BOCA RATON, FL

Past

July 16, 2008 - February 5, 2009

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

January 2, 2004 - August 11, 2008

INVESTORS CAPITAL CORP.

CRD#: 30613

BROOKLYN, NY

Past

May 30, 2003 - September 24, 2003

CAMDEN SECURITIES, INC.

CRD#: 18305

LOS ANGELES, CA

Past

January 23, 2002 - April 5, 2002

JOSEPH STEVENS & CO., INC.

CRD#: 35459

BROOKLYN, NY

Past

January 28, 2000 - March 7, 2000

DRAKE & COMPANY, INC.

CRD#: 16227

NEW YORK, NY

Past

May 13, 1998 - June 15, 1998

LLOYD WADE SECURITIES INC.

CRD#: 39653

DALLAS, TX

Past

March 13, 1998 - May 18, 1998

MORGAN GRANT CAPITAL CORP.

CRD#: 28595

GARDEN CITY, NY

Past

December 23, 1997 - February 12, 1998

LT LAWRENCE & CO., INC.

CRD#: 31956

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/18/2022)

Alaska
(7/25/2022)

Arizona
(7/28/2022)

Arkansas
(7/18/2022)

California
(7/18/2022)

Colorado
(7/18/2022)

Connecticut
(7/18/2022)

Delaware
(7/19/2022)

District of Columbia
(7/18/2022)

Florida
(7/18/2022)

IAR

Florida
(2/9/2024)

Georgia
(7/19/2022)

Hawaii
(7/18/2022)

Idaho
(7/18/2022)

Illinois
(7/25/2022)

Indiana
(7/27/2022)

Iowa
(7/18/2022)

Kansas
(7/18/2022)

Kentucky
(7/18/2022)

Louisiana
(7/19/2022)

Maine
(7/18/2022)

Maryland
(7/19/2022)

Massachusetts
(7/18/2022)

Michigan
(7/19/2022)

Minnesota
(8/9/2022)

Mississippi
(7/21/2022)

Missouri
(7/18/2022)

Montana
(7/15/2022)

Nebraska
(7/18/2022)

Nevada
(5/24/2023)

New Hampshire
(7/20/2022)

New Jersey
(7/18/2022)

New Mexico
(7/18/2022)

New York
(7/19/2022)

North Carolina
(7/18/2022)

North Dakota
(7/18/2022)

Ohio
(7/16/2022)

Oklahoma
(7/18/2022)

Oregon
(7/18/2022)

Pennsylvania
(7/18/2022)

Puerto Rico
(5/30/2023)

Rhode Island
(7/21/2022)

South Carolina
(7/18/2022)

South Dakota
(8/3/2022)

Tennessee
(7/18/2022)

Texas
(7/15/2022)

IAR

Texas
(3/21/2024)

Utah
(7/18/2022)

Vermont
(7/18/2022)

Virgin Islands
(5/23/2023)

Virginia
(7/18/2022)

Washington
(7/18/2022)

West Virginia
(7/20/2022)

Wisconsin
(7/19/2022)

Wyoming
(7/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/4/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/30/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/10/2021

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/16/2020

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/21/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David Koifman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Koifman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

FIRST ALLIED SECURITIES, INC.

FINALIS SECURITIES LLC

CETERA WEALTH SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

CETERA WEALTH SERVICES, LLC

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

DAVID LERNER ASSOCIATES, INC.

E*TRADE SECURITIES LLC

INVESTORS CAPITAL CORP.

CAMDEN SECURITIES, INC.

JOSEPH STEVENS & CO., INC.

DRAKE & COMPANY, INC.

LLOYD WADE SECURITIES INC.

MORGAN GRANT CAPITAL CORP.

LT LAWRENCE & CO., INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/4/2014

Series 63

Date: 12/30/1997

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/4/1997

Series 4

Date: 5/10/2021

Series 53

Date: 11/16/2020

Series 24

Date: 6/21/2017

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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