LH
Lee F. Hurney
CITIZENS SECURITIES
Arlington, MA 02476
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CRD#: 2916250
LH
Professional summary
Lee Francis Hurney is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Arlington, Massachusetts.
Lee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Lee has worked at 11 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Securus Financial Group - Managing Director - Corporation is only open for administrative purposes. There's no activity nor client engagement.
CRS (Client Relationship Summary) - RIA
Click below to view Lee Francis Hurney's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lee Francis Hurney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 699 Massachusetts Avenue Ms: Ma-609, Arlington, MA 02476Office #2: 1420 Massachusetts Avenue Ms: Ma763, Arlington, MA 02476RIA
BD
CRD#: 39550
Arlington, MA
Current
August 12, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 699 Massachusetts Avenue Ms: Ma-609, Arlington, MA 02476Office #2: 1420 Massachusetts Avenue Ms: Ma763, Arlington, MA 02476RIA
BD
CRD#: 39550
Arlington, MA
Past
April 8, 2020 - August 8, 2022
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
July 29, 2019 - March 23, 2020
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Past
September 5, 2018 - March 29, 2019
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
November 29, 2017 - August 30, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
SCOTTSDALE, AZ
Past
November 29, 2017 - August 30, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
SCOTTSDALE, AZ
Past
January 22, 2016 - November 29, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
SCOTTSDALE, AZ
Past
January 19, 2016 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
SCOTTSDALE, AZ
Past
April 7, 2015 - November 16, 2015
INTEGRATED WEALTH MANAGEMENT, LLC
RIA
CRD#: 114923
SCOTTSDALE, AZ
Past
January 23, 2015 - November 13, 2015
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
SCOTTSDALE, AZ
Past
March 20, 2006 - December 16, 2014
AST INVESTMENT SERVICES, INC.
RIA
CRD#: 108897
SHELTON, CT
Past
March 10, 2003 - March 25, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
RIA
CRD#: 109211
SHELTON, CT
Past
July 13, 1999 - December 16, 2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
July 23, 1997 - July 20, 1999
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
BD
CRD#: 17580
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/15/2023)
IAR
California(5/15/2023)
RR
Florida(5/15/2023)
IAR
Florida(5/16/2023)
RR
Massachusetts(8/12/2022)
RR
New Hampshire(9/21/2022)
IAR
New Hampshire(9/21/2022)
RR
New York(5/15/2023)
IAR
New York(5/15/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Arlington, MA 02476TRUST BUT VERIFY
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