Stephen F. Segundo

PRIVATE WEALTH GROUP

Tampa, FL 33634

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CRD#: 2915678

Professional summary

Stephen Frank Segundo is a registered financial advisor currently at PRIVATE WEALTH GROUP, LLC located in Tampa, Florida.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Stephen has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 04/2020 - Owner and Manager of LoanHive, LLC and related companies; which invest in real estate projects and provide collateralized lending to real estate investors. Mr. Segundo spends ten to twenty hours per week during trading hours. 2.12/2022 - Owner and Manager of Segundo Holdings LLC, a holding company that is not yet active. Mr. Segundo spends zero hours per month, zero hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Frank Segundo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2004 - Present

PRIVATE WEALTH GROUP, LLC

Office #1: 4902 Eisenhower Blvd Suite 150, Tampa, FL 33634

RIA

CRD#: 128560

Tampa, FL

Past

March 11, 2005 - December 31, 2006

RESOURCE INVESTMENT ARCHITECTS, INC.

RIA

CRD#: 111894

TAMPA, FL

Past

February 11, 2004 - December 31, 2016

PRIVATE WEALTH GROUP, LLC

RIA

CRD#: 128560

TAMPA, FL

Past

October 13, 1998 - December 31, 2006

INVESTMENT ARCHITECTS, INC.

CRD#: 17774

TAMPA, FL

Past

September 30, 1998 - October 15, 1998

STROME SECURITIES, L.P.

CRD#: 29682

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE WEALTH GROUP, LLC

CRD#: 128560 / SEC#: 801-67745

RIA

Registered Investment Advisory firm - (4/19/2007 Approved)

Florida

Registered Investment Advisory firm - (10/30/2007 Terminated)

Nevada

Registered Investment Advisory firm - (12/17/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/11/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/23/1998

General Securities Representative Examination

Current Firm

PRIVATE WEALTH GROUP, LLC

CRD#: 128560 / SEC#: 801-67745

RIA

Registered Investment Advisory firm - (4/19/2007 Approved)

Florida

Registered Investment Advisory firm - (10/30/2007 Terminated)

Nevada

Registered Investment Advisory firm - (12/17/2007 Terminated)

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Contact information

Main Address

4902 Eisenhower Blvd Suite 150, Tampa, FL 33634

Mailing Address

Phone number

(813) 226-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PWG FORM ADV PART 2 DISCLOSURE BROCHURE (8/8/2025)

Regulatory assets under management

Total Number of Accounts	618
AUM (Assets Under Management)	$ 281,812,005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen F. Segundo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Frank Segundo's CRS (Customer Relationship Summary).

Certified licenses

Experience

RESOURCE INVESTMENT ARCHITECTS, INC.

PRIVATE WEALTH GROUP, LLC

INVESTMENT ARCHITECTS, INC.

STROME SECURITIES, L.P.

Primary Firm SEC Registration

PRIVATE WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2003

Series 63

Date: 10/7/1998

Series 7

Date: 9/23/1998

Current Firm

PRIVATE WEALTH GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE WEALTH GROUP, LLC

TRUST BUT VERIFY

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