JW
Jeffrey W. Walls
CETERA INVESTMENT ADVISERS LLC
WARR ACRES, OK 73132
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CRD#: 2915612
JW
Professional summary
Jeffrey Wayne Walls, who also goes by Jeff Walls, Jw Walls, Jw Wass, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Warr Acres, Oklahoma and CETERA WEALTH SERVICES, LLC located in Warr Acres, Oklahoma.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jeffrey has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Walls | Jw Walls | Jw Wass
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INDEPENDENT INSURANCE AGENT APEX FINANCIAL SOLUTIONS FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 10HRS/WK SINCE 8/1996 (2) NAME OF OTHER BUSINESS: WALLS TO WALLS, INC. BDA HOME AWAY HOUSING INVESTMENT RELATED: NO ADDRESS: 4502 BRAYDEN CT. TUTTLE OK 73089 NATURE OF BUSINESS: SUBLETTING RESIDENTIAL CORPORATE HOUSING UNITS START DATE: 7/2011 APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 POSITION/TITLE/RELATIONSHIP: PARTNER BRIEF DESCRIPTION OF DUTIES: PROVIDE MISC. LABOR AND OPERATIONS ASSISTANCE AS NEEDED (3) NAME OF OTHER BUSINESS: WALLS ASSET MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NEW PERSONAL LLC FOR 1099 INCOME; 4) NAME OF OTHER BUSINESS: 72 STREET PROPERTY GROUP, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL PROPERTY OWNERSHIP GROUP/LEASING; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: PART OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PARTIAL/MINORITY OWNER - NO DUTIES;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Wayne Walls's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5560 Nw 72 St Bldg A, Warr Acres, OK 73132RIA
CRD#: 105644
WARR ACRES, OK
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5560 Nw 72 St Bldg A, Warr Acres, OK 73132BD
CRD#: 13572
Warr Acres, OK
Past
April 4, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 20, 2012 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
OKLAHOMA CITY, OK
Past
July 6, 2011 - March 16, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
MIDWEST CITY, OK
Past
July 7, 2005 - July 7, 2011
IBC INVESTMENTS
BD
CRD#: 40286
OKLAHOMA CITY, OK
Past
February 21, 2003 - July 13, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
July 23, 2002 - February 13, 2003
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CINCINNATI, OH
Past
December 20, 2000 - December 4, 2001
WFG INVESTMENTS, INC.
BD
CRD#: 22704
DALLAS, TX
Past
November 9, 1998 - October 10, 2000
UMB FINANCIAL SERVICES, INC.
BD
CRD#: 17073
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/8/2022)
RR
Arkansas(4/9/2021)
RR
Colorado(7/13/2017)
RR
Illinois(7/24/2023)
RR
Indiana(1/4/2022)
RR
Kansas(9/3/2013)
RR
Massachusetts(9/3/2013)
RR
Missouri(7/28/2022)
RR
New Hampshire(7/21/2023)
RR
New Mexico(9/3/2013)
RR
North Carolina(9/12/2023)
RR
Oklahoma(9/3/2013)
IAR
Oklahoma(6/29/2023)
RR
Texas(9/3/2013)
IAR
Texas(6/29/2023)
RR
Virginia(5/26/2021)
RR
Wisconsin(2/7/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Warr Acres, OK 73132TRUST BUT VERIFY
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