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LC

Lukasz P. Cianciara

ERG SECURITIES (US) LLC
Norwalk, CT 06854
Some features on this profile are disabled
CRD#: 2915448
LC

Professional summary

Lukasz Piotr Cianciara is a registered financial professional currently at ERG SECURITIES (US) LLC located in Norwalk, Connecticut.

Lukasz is registered as a RR (Registered Representative) and started their career in finance in 1997. Lukasz has worked at 10 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lukasz Piotr Cianciara's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2021 - Present

ERG SECURITIES (US) LLC

Office #1: 50 Washington Street, Suite 921, Norwalk, CT 06854
BD
CRD#: 121057
Norwalk, CT
Past

October 22, 2015 - August 3, 2021

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

February 25, 2014 - February 24, 2015

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

October 14, 2011 - February 24, 2014

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
NEW YORK, NY
Past

April 22, 2010 - July 27, 2011

CITADEL SECURITIES LLC

BD
CRD#: 116797
NEW YORK, NY
Past

January 3, 2006 - April 16, 2010

ICP SECURITIES LLC

BD
CRD#: 133436
NEW YORK, NY
Past

March 15, 2005 - December 31, 2005

BNY CAPITAL MARKETS INC.

BD
CRD#: 18303
NEW YORK, NY
Past

September 18, 2003 - March 15, 2005

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
NEW YORK, NY
Past

October 5, 1998 - February 14, 2000

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL
Past

July 25, 1997 - September 24, 1998

SMBC NIKKO SECURITIES AMERICA, INC.

BD
CRD#: 28602
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/25/2021)
RR
Connecticut
(8/25/2021)
RR
Florida
(8/25/2021)
RR
Illinois
(8/25/2021)
RR
Massachusetts
(8/25/2021)
RR
Minnesota
(8/25/2021)
RR
New Jersey
(9/27/2021)
RR
New York
(8/25/2021)
RR
Pennsylvania
(8/25/2021)
RR
Texas
(8/25/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/7/2003
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/2/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ES
ERG SECURITIES (US) LLC
ASPERION GROUP LLC | ERG SECURITIES (US) LLC

CRD#: 121057 / SEC#: , 8-65376

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
50 Washington Street Suite 921, Norwalk, CT 06854
Mailing Address
50 Washington Street Suite 921, Norwalk, CT 06854
Phone number
(646) 571-0173
Established
Delaware since 04/26/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ERG CAPITAL PARTNERS, LLCOWNER, MEMBER
GOODMAN, ROBERT MCCO, PRINCIPAL, CEO, AML OFFICER2246972
O'DOWD, GEORGE MARKPRINCIPAL2219430
RYAN, KIMBERLY ANNFINOP, PFO, POO4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERG SECURITIES (US) LLC

CRD#: 121057Norwalk, CT 06854

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