Faisal M. Hamdard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Faisal Mahmood Hamdard was a registered financial professional .
Faisal is a previously registered financial professional and started their career in finance in 1997. Faisal had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2011 - August 27, 2013
STORMHARBOUR SECURITIES LP
June 27, 2006 - August 1, 2008
BARCLAYS CAPITAL INC.
August 12, 2004 - July 3, 2006
UBS SECURITIES LLC
June 16, 2003 - August 1, 2003
CREDIT SUISSE SECURITIES (USA) LLC
August 25, 1997 - December 12, 2001
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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