Andrew Malca
Professional summary
Andrew Malca, who also goes by Andrew Lev Malca, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Far Rockaway, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2022. Andrew has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 3 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Malca's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2026 - Present
VANDERBILT SECURITIES, LLC
May 10, 2022 - September 4, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2026)
Exams
What does exam status mean?
Series 7TO
Passed: 5/10/2022
General Securities Representative ExaminationFINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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