Denise G. Marmolejo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Granados Marmolejo, who also goes by Denise Granados, Denise G Marmolejo, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1997. Denise had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2015 - June 22, 2020
USAA INVESTMENT SERVICES COMPANY
February 13, 2015 - June 22, 2020
USAA INVESTMENT SERVICES COMPANY
March 3, 2014 - March 5, 2015
USAA FINANCIAL PLANNING SERVICES
March 3, 2014 - June 18, 2020
USAA FINANCIAL ADVISORS, INC.
May 16, 2013 - January 13, 2014
BBVA SECURITIES INC.
April 24, 2013 - January 13, 2014
PNC MANAGED ACCOUNT SOLUTIONS, INC.
April 17, 2013 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
April 13, 2012 - April 1, 2013
USAA FINANCIAL PLANNING SERVICES
September 25, 2007 - April 1, 2013
USAA FINANCIAL ADVISORS, INC.
January 15, 2003 - April 13, 2012
USAA INVESTMENT SERVICES COMPANY
July 18, 1997 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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