Brian E. Macauley

BROAD RUN INVESTMENT MANAGEMENT

Arlington, VA 22209

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CRD#: 2914250

Professional summary

Brian Edward Macauley, CFA, who also goes by Brian E. Macauley, is a registered financial advisor currently at BROAD RUN INVESTMENT MANAGEMENT, LLC located in Arlington, Virginia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian E. Macauley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Macauley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 29, 2012 - Present

BROAD RUN INVESTMENT MANAGEMENT, LLC

Office #1: 1530 Wilson Blvd Suite 530, Arlington, VA 22209

RIA

CRD#: 165067

Arlington, VA

Past

July 6, 1998 - June 13, 2000

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

November 25, 1997 - June 11, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROAD RUN INVESTMENT MANAGEMENT, LLC

CRD#: 165067 / SEC#: 801-77021

RIA

Registered Investment Advisory firm - (8/15/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/2/2013)

IAR

Virginia
(10/29/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/24/1997

General Securities Representative Examination

Current Firm

BROAD RUN INVESTMENT MANAGEMENT, LLC

CRD#: 165067 / SEC#: 801-77021

RIA

Registered Investment Advisory firm - (8/15/2012 Approved)

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Contact information

Main Address

1530 Wilson Blvd Suite 530, Arlington, VA 22209

Mailing Address

Phone number

(703) 260-1260

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROAD RUN INVESTMENT MANAGEMENT, LLC FORM ADV PART 2A (MARCH 28, 2025) (3/28/2025)

DAVID RAINEY FORM ADV PART 2B (AUGUST 1, 2016) (3/28/2025)

IRA ROTHBERG FORM ADV PART 2B (AUGUST 1, 2016) (3/28/2025)

BRIAN MACAULEY FORM ADV PART 2B (AUGUST 1, 2016) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 805,308,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian E. Macauley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Macauley's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROAD RUN INVESTMENT MANAGEMENT, LLC

CREDIT SUISSE SECURITIES (USA) LLC

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

BROAD RUN INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/25/1997

Series 7

Date: 11/24/1997

Current Firm

BROAD RUN INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROAD RUN INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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